0001567619-21-001075.txt : 20210115 0001567619-21-001075.hdr.sgml : 20210115 20210115151542 ACCESSION NUMBER: 0001567619-21-001075 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210101 FILED AS OF DATE: 20210115 DATE AS OF CHANGE: 20210115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GULATI CHETAN CENTRAL INDEX KEY: 0001838456 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-56075 FILM NUMBER: 21531750 MAIL ADDRESS: STREET 1: 5060 N 40TH STREET STE 120 CITY: PHOENIX STATE: AZ ZIP: 85018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 4Front Ventures Corp. CENTRAL INDEX KEY: 0001783875 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2900-550 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 0A3 BUSINESS PHONE: (602) 682-7037 MAIL ADDRESS: STREET 1: 2900-550 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 0A3 3/A 1 doc1.xml FORM 3/A X0206 3/A 2021-01-01 2021-01-04 0 0001783875 4Front Ventures Corp. FFNTF 0001838456 GULATI CHETAN C/O 4FRONT VENTURES CORP. 5060 N. 40TH STREET, SUITE 120 PHOENIX AZ 85018 1 0 0 0 Class A Subordinate Voting Shares 2820000 I Navy Capital Green Fund, LP Class A Subordinate Voting Shares 7077335 I Navy Capital Green Co-Invest Fund, LLC Stock Option 0.83 2025-12-21 Class A Subordinate Voting Shares 600000 D Warrants 0.71 2020-11-20 2022-11-23 Class A Subordinate Voting Shares 1410000 I Navy Capital Green Fund, LP 3% Unsecured Convertible Note 0.46 2020-05-14 2025-05-14 Class A Subordinate Voting Shares 6642074 I Navy Capital Green Fund, LP 5% Subordinated Secured Convertible Note 0.25 2020-05-14 2022-02-28 Class A Subordinate Voting Shares 4395582 I Navy Capital Green Fund, LP 3% Unsecured Convertible Note 0.46 2020-07-07 2025-07-07 Class A Subordinate Voting Shares 300000 I Navy Capital Green Fund, LP Reporting owner may be deemed to have control over these shares as he is a Managing Member, Head of Research and sits on the investment committee of Navy Capital Green Management, LLC, the investment adviser to Navy Capital Green Fund, LP and Navy Capital Green Co-Invest Fund, LLC. The option was granted on December 21, 2020 and vests as follows: one-third on December 21, 2021, one-third on December 21, 2022, and one-third on December 21, 2023. Converted from Canadian exercise price of C$1.06 using an exchange rate of C$1.2732 = US$1.00 Converted from Canadian exercise price of C$0.90 using an exchange rate of C$1.2732 = US$1.00. These securities were unintentionally omitted from the original Form 3 filed January 4, 2021. /s/ Leigh Ann Clifford, attorney-in-fact for Chetan Gulati 2021-01-14