0001567619-21-001075.txt : 20210115
0001567619-21-001075.hdr.sgml : 20210115
20210115151542
ACCESSION NUMBER: 0001567619-21-001075
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210101
FILED AS OF DATE: 20210115
DATE AS OF CHANGE: 20210115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GULATI CHETAN
CENTRAL INDEX KEY: 0001838456
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56075
FILM NUMBER: 21531750
MAIL ADDRESS:
STREET 1: 5060 N 40TH STREET STE 120
CITY: PHOENIX
STATE: AZ
ZIP: 85018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 4Front Ventures Corp.
CENTRAL INDEX KEY: 0001783875
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2900-550 BURRARD STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 0A3
BUSINESS PHONE: (602) 682-7037
MAIL ADDRESS:
STREET 1: 2900-550 BURRARD STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 0A3
3/A
1
doc1.xml
FORM 3/A
X0206
3/A
2021-01-01
2021-01-04
0
0001783875
4Front Ventures Corp.
FFNTF
0001838456
GULATI CHETAN
C/O 4FRONT VENTURES CORP.
5060 N. 40TH STREET, SUITE 120
PHOENIX
AZ
85018
1
0
0
0
Class A Subordinate Voting Shares
2820000
I
Navy Capital Green Fund, LP
Class A Subordinate Voting Shares
7077335
I
Navy Capital Green Co-Invest Fund, LLC
Stock Option
0.83
2025-12-21
Class A Subordinate Voting Shares
600000
D
Warrants
0.71
2020-11-20
2022-11-23
Class A Subordinate Voting Shares
1410000
I
Navy Capital Green Fund, LP
3% Unsecured Convertible Note
0.46
2020-05-14
2025-05-14
Class A Subordinate Voting Shares
6642074
I
Navy Capital Green Fund, LP
5% Subordinated Secured Convertible Note
0.25
2020-05-14
2022-02-28
Class A Subordinate Voting Shares
4395582
I
Navy Capital Green Fund, LP
3% Unsecured Convertible Note
0.46
2020-07-07
2025-07-07
Class A Subordinate Voting Shares
300000
I
Navy Capital Green Fund, LP
Reporting owner may be deemed to have control over these shares as he is a Managing Member, Head of Research and sits on the investment committee of Navy Capital Green Management, LLC, the investment adviser to Navy Capital Green Fund, LP and Navy Capital Green Co-Invest Fund, LLC.
The option was granted on December 21, 2020 and vests as follows: one-third on December 21, 2021, one-third on December 21, 2022, and one-third on December 21, 2023.
Converted from Canadian exercise price of C$1.06 using an exchange rate of C$1.2732 = US$1.00
Converted from Canadian exercise price of C$0.90 using an exchange rate of C$1.2732 = US$1.00.
These securities were unintentionally omitted from the original Form 3 filed January 4, 2021.
/s/ Leigh Ann Clifford, attorney-in-fact for Chetan Gulati
2021-01-14