0000899243-23-016749.txt : 20230630
0000899243-23-016749.hdr.sgml : 20230630
20230630131937
ACCESSION NUMBER: 0000899243-23-016749
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230623
FILED AS OF DATE: 20230630
DATE AS OF CHANGE: 20230630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GULATI CHETAN
CENTRAL INDEX KEY: 0001838456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56075
FILM NUMBER: 231060842
MAIL ADDRESS:
STREET 1: 28 REICHERT CIRCLE
CITY: WESTPORT
STATE: CT
ZIP: 06880
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 4Front Ventures Corp.
CENTRAL INDEX KEY: 0001783875
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2900-550 BURRARD STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 0A3
BUSINESS PHONE: (602) 682-7037
MAIL ADDRESS:
STREET 1: 2900-550 BURRARD STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 0A3
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-23
0
0001783875
4Front Ventures Corp.
FFNTF
0001838456
GULATI CHETAN
C/O 4FRONT VENTURES CORP.
5060 N. 40TH STREET, SUITE 120
PHOENIX
AZ
85018
1
0
0
0
0
Stock Option (right to buy)
0.80
2023-06-23
4
D
0
600000
D
2025-12-21
Class A Subordinate Voting Shares
600000
0
D
Stock Option (right to buy)
1.23
2023-06-23
4
D
0
200000
D
2026-03-18
Class A Subordinate Voting Shares
200000
0
D
Stock Option (right to buy)
0.53
2023-06-23
4
D
0
400000
D
2027-12-05
Class A Subordinate Voting Shares
400000
0
D
Stock Option (right to buy)
0.53
2023-06-23
4
D
0
350000
D
2027-12-05
Class A Subordinate Voting Shares
350000
0
D
Stock Option (right to buy)
0.14
2023-06-23
4
A
0
1550000
A
2028-06-23
Class A Subordinate Voting Shares
1550000
1550000
D
Converted from Canadian exercise price of C$1.06 using an exchange rate of C$1.3199 = US$1.00 as of June 23, 2023.
The option was granted on December 21, 2020 and vests as follows: one-third on December 21, 2021, one-third on December 21, 2022, and one-third on December 21, 2023.
The reporting person agreed to cancellation of an option granted to him on December 21, 2020, in exchange for a new option having a lower exercise price.
Converted from Canadian exercise price of C$1.63 using an exchange rate of C$1.3199 = US$1.00 as of June 23, 2023.
The option was granted on March 18, 2021 and vested in three equal installments on September 18, 2021, March 18, 2022 and September 18, 2022.
The reporting person agreed to cancellation of an option granted to him on March 18, 2021, in exchange for a new option having a lower exercise price.
Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.3199 = US$1.00 as of June 23, 2023.
The option was granted on December 5, 2022 and vests in monthly 1/24th increments beginning on December 5, 2023.
The reporting person agreed to cancellation of an option granted to him on December 5, 2022, in exchange for a new option having a lower exercise price.
The option was granted on December 5, 2022 and vests on December 5, 2023.
Converted from Canadian exercise price of C$0.19 using an exchange rate of C$1.3199 = US$1.00 as of June 23, 2023.
The options will vest 1/3rd on December 23, 2023, 1/3rd on June 23, 2024, and 1/3rd on December 23, 2024.
/s/ Chetan Gulati
2023-06-29