0000899243-21-039700.txt : 20211008 0000899243-21-039700.hdr.sgml : 20211008 20211008163055 ACCESSION NUMBER: 0000899243-21-039700 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211006 FILED AS OF DATE: 20211008 DATE AS OF CHANGE: 20211008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GULATI CHETAN CENTRAL INDEX KEY: 0001838456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56075 FILM NUMBER: 211315633 MAIL ADDRESS: STREET 1: 5060 N 40TH STREET STE 120 CITY: PHOENIX STATE: AZ ZIP: 85018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 4Front Ventures Corp. CENTRAL INDEX KEY: 0001783875 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2900-550 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 0A3 BUSINESS PHONE: (602) 682-7037 MAIL ADDRESS: STREET 1: 2900-550 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 0A3 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-06 0 0001783875 4Front Ventures Corp. FFNTF 0001838456 GULATI CHETAN C/O 4FRONT VENTURES CORP. 5060 N. 40TH STREET, SUITE 120 PHOENIX AZ 85018 1 0 0 0 6% Unsecured Convertible Note 1.03 2021-10-06 4 P 0 972000 942840.00 A 2021-10-06 2024-10-06 Class A Subordinate Voting Shares 943689 972000 I Navy Capital Green Fund, LP 6% Unsecured Convertible Note 1.03 2021-10-06 4 P 0 9028000 8757160.00 A 2021-10-06 2024-10-06 Class A Subordinate Voting Shares 8765049 9028000 I Navy Capital Green Co-Invest Fund, LLC The Reporting Person has voting and dipositive control over these shares as he is Managing Member, Head of Research and sits on the investment committee of Navy Capital Green Management, LLC, the investment advisor to Navy Capital Green Fund, LP and Navy Capital Green Co-Invest Fund, LLC. /s/ Chetan Gulati 2021-10-08