0001840776-23-000124.txt : 20230623 0001840776-23-000124.hdr.sgml : 20230623 20230623160114 ACCESSION NUMBER: 0001840776-23-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230622 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Laurie CENTRAL INDEX KEY: 0001783632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40244 FILM NUMBER: 231037595 MAIL ADDRESS: STREET 1: C/O SYNCHRONOSS TECHNOLOGIES INC. STREET 2: 200 CROSSING BOULEVARD CITY: BRIDGEWATER TOWNSHIP STATE: NJ ZIP: 08807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hagerty, Inc. CENTRAL INDEX KEY: 0001840776 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 800-922-4050 MAIL ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 FORMER COMPANY: FORMER CONFORMED NAME: Aldel Financial Inc. DATE OF NAME CHANGE: 20210115 4 1 wk-form4_1687550466.xml FORM 4 X0407 4 2023-06-22 0 0001840776 Hagerty, Inc. HGTY 0001783632 Harris Laurie 121 DRIVERS EDGE TRAVERSE CITY MI 49684 1 0 0 0 1 Class A Common Stock 2023-06-22 4 S 0 3900 9.39 D 14738 D The sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023, and does not represent a discretionary transaction. The reported sale represents a "sell to cover" transaction and equals the number of shares required to be sold by the Reporting Person to satisfy tax withholding obligations in connection with the vesting of the Reporting Person's restricted stock units. This transaction was executed in multiple trades at prices ranging from $9.35 to $9.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Barbara Matthews, Attorney in Fact 2023-06-23