0001841794-24-000034.txt : 20241010 0001841794-24-000034.hdr.sgml : 20241010 20241010201053 ACCESSION NUMBER: 0001841794-24-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241008 FILED AS OF DATE: 20241010 DATE AS OF CHANGE: 20241010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mat Ishbia CENTRAL INDEX KEY: 0001841794 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39189 FILM NUMBER: 241366126 MAIL ADDRESS: STREET 1: C/OUWM HOLDINGS CORPORATION STREET 2: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SFS HOLDING CORP CENTRAL INDEX KEY: 0001842002 ORGANIZATION NAME: STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39189 FILM NUMBER: 241366125 BUSINESS ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 BUSINESS PHONE: 248-833-4392 MAIL ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWM Holdings Corp CENTRAL INDEX KEY: 0001783398 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] ORGANIZATION NAME: 02 Finance IRS NUMBER: 842124167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 BUSINESS PHONE: 800-981-8898 MAIL ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings IV, Inc. DATE OF NAME CHANGE: 20190723 4 1 wk-form4_1728605446.xml FORM 4 X0508 4 2024-10-08 0 0001783398 UWM Holdings Corp UWMC 0001841794 Mat Ishbia C/O UWM HOLDINGS CORPORATION 585 SOUTH BLVD E PONTIAC MI 48341 1 1 1 0 President and CEO 0001842002 SFS HOLDING CORP C/O UWM HOLDINGS CORPORATION 585 SOUTH BLVD E PONTIAC MI 48341 0 0 1 0 0 Class A Common Stock 2024-10-08 4 C 0 10287793 A 10287793 I See Footnote Class A Common Stock 2024-10-08 4 S 0 10287793 D 0 I See Footnote Class A Common Stock 2024-10-10 4 C 0 15763086 A 15763086 I See Footnote Class A Common Stock 2024-10-10 4 S 0 15763086 D 0 I See Footnote Class A Common Stock 171520 D UWM Paired Interests 2024-10-08 4 C 0 10287793 0 D 2021-01-21 Class A Common Stock 10287793 1456095184 I See Footnote UWM Paired Interests 2024-10-10 4 C 0 15763086 0 D 2021-01-21 Class A Common Stock 15763086 1440332098 I See Footnote Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests and were immediately sold as described further in footnote 3 below. These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. The Class A Common Stock received upon conversion of the Paired Interests were sold in a privately negotiated transaction for membership interests in a privately held limited liability company. These shares are held directly by Mat Ishbia and SFS Corp. has no interests in these shares. The conversion rights related to the UWM Paired Interests do not expire. /s/ Mat Ishbia 2024-10-10 /s/ Mat Ishbia, CEO, for SFS Holding Corp. 2024-10-10