0000899243-21-003948.txt : 20210201 0000899243-21-003948.hdr.sgml : 20210201 20210201210637 ACCESSION NUMBER: 0000899243-21-003948 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210121 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SFS HOLDING CORP CENTRAL INDEX KEY: 0001842002 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39189 FILM NUMBER: 21578633 BUSINESS ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 BUSINESS PHONE: 248-833-4392 MAIL ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWM Holdings Corp CENTRAL INDEX KEY: 0001783398 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 842124167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 BUSINESS PHONE: 800-981-8898 MAIL ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings IV, Inc. DATE OF NAME CHANGE: 20190723 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-01-21 0 0001783398 UWM Holdings Corp UWMC 0001842002 SFS HOLDING CORP 585 SOUTH BLVD E PONTIAC MI 48341 1 0 1 0 Class D Common Stock 2021-01-21 Class A Common Stock 1502069787 D Class B Common Units of UWM Holdings, LLC 2021-01-21 Class A Common Stock 1502069787 D By virtue of its relationship with Mr. Mat Ishbia and Mr. Jeff Ishbia, directors of UWM Holdings Corporation (the "Issuer"), SFS Holding Corp ("SFS Corp"), may be deemed to be a director by deputization. Shares of Class D Common Stock of the Issuer ("Class D Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are issued in an equal amount to the number of Class B common units ("Class B Common Units") of UWM Holdings, LLC ("UWM LLC") held. Each stapled unit (consisting of one share of Class D Stock and one Class B Common Unit) is convertible and/or exchangeable for one share of Class A Common Stock of the Issuer, as described under the heading "Description of Securities - Conversion" in the Issuer's Registration Statement on Form S-1 filed with the SEC on January 25, 2021, SEC File No. 333-252422. The conversion and exchange rights do not expire. The securities are held directly by SFS Holding Corp. Mat Ishbia and Jeff Ishbia, by virtue of their role with the trust that owns the voting securities of SFS, exercise the voting and dispositive power of the securities held by SFS Holding Corp. /s/ Mat Ishbia, President for SFS HOLDING CORP 2021-02-01