EX-FILING FEES 7 d541872dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form S-3

(Form Type)

Phathom Pharmaceuticals, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

 

Security
Class

Title

  Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered
  Proposed
Maximum
Offering
Price Per
Unit
 

Maximum

Aggregate

Offering

Price

 

Fee

Rate

  Amount of
Registration
Fee
 

Carry
Forward

Form
Type

 

Carry

Forward

File

Number

 

Carry

Forward

Initial

effective

date

  Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
                         

Fees to Be

Paid

  Equity   Common Stock, $0.0001 par value per share   457(o)   (1)   (2)   (2)              
                         
    Equity   Preferred Stock, $0.0001 par value per share   457(o)   (1)   (2)   (2)              
                         
    Debt   Debt Securities   457(o)   (1)   (2)   (2)              
                         
    Other   Warrants   457(o)   (1)   (2)   (2)              
                         
    Other   Units   457(o)   (1)   (2)   (2)              
                         
    Unallocated (Universal) Shelf     457(o)   (1)   (2)  

$284,690,410.40

  $147.60 per $1,000,000  

$42,020.31

         
                         

Fees

Previously

Paid

  N/A   N/A   N/A   N/A   N/A   N/A     N/A            
   
Carry Forward Securities    
                         

Carry

Forward

Securities

  Equity   Common Stock, $0.0001 par value per share   415(a)(6)   (1)   (2)   $215,309,589.60   $109.10 per $1,000,000  

$23,490.28

  S-3   333-250014   November 17, 2020    
                         
    Equity   Preferred Stock, $0.0001 par value per share   415(a)(6)   (1)   (2)                  
                         
    Debt   Debt Securities   415(a)(6)   (1)   (2)                  
                         
    Other   Warrants   415(a)(6)   (1)   (2)                  
                         
    Other   Units   415(a)(6)   (1)   (2)                  
                         
    Unallocated (Universal) Shelf     415(a)(6)   (1)   (2)                  
                         

Carry

Forward

Securities

  Equity   Common Stock, $0.0001 par value per share   415(a)(6)  

5,827,415

  $39.20  

$228,434,668.00

  $109.10 per $1,000,000   $24,922.25   S-3   333-250014   November 17, 2020    
                   
    Total Offering Amounts     

$728,434,668.00

   

$90,432.84

         
                   
    Total Fees Previously Paid         

$48,412.51

         
                   
    Total Fee Offsets         

$37,087.73

         
                   
    Net Fee Due               

$4,932.58

               

 

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Table 2: Fee Offset Claims and Sources

 

                       
     Registrant
or Filer
Name
  Form
or
Filing
Type
  File
Number
  Initial
Filing
Date
  Filing
Date
  Fee Offset
Claimed
  Security
Type
Associated
with Fee
Offset
Claimed
  Security
Title
Associated
with Fee
Offset
Claimed
  Unsold
Securities
Associated
with Fee
Offset
Claimed
 

Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset

Claimed

  Fee Paid
with Fee
Offset
Source
                       

Fee Offset

Claims

  Phathom Pharmaceuticals, Inc.   Form S-3   333-250014   November 10, 2020     $37,087.73(5)   Equity   Common Stock  

8,672,001

 

$339,942,439.20

   
                       

Fee-Offset

Sources

  Phathom Pharmaceuticals, Inc.   Form S-3   333-250014       November 10, 2020                      

$37,087.73

 

(1)

There are being registered hereunder, an indeterminate number or amount, as the case may be, of common stock, preferred stock, debt securities, warrants to purchase common stock, and units, as may be offered by the registrant from time to time, which together shall have an aggregate initial offering price not to exceed $500,000,000. The securities included hereunder may be sold separately or as units with other securities registered hereunder. The securities included hereunder also include an indeterminate number of securities as may be issued upon conversion of or exchange for preferred stock or debt securities that provide for conversion or exchange, upon exercise of warrants, or pursuant to the anti-dilution provisions of any of such securities. In addition, pursuant to Rule 416 of the Securities Act of 1933, as amended, or the Securities Act, this registration statement also covers any additional securities that may be offered or issued in connection with any stock splits, stock dividends or similar transactions. Includes rights to acquire common stock or preferred stock of the Company under any shareholder rights plan then in effect, if applicable under the terms of any such plan.

(2)

The proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities covered by this registration statement and is not specified as to each class of security pursuant to Instruction 2.A.ii.b to Item 16(b) of Form S-3 under the Securities Act.

(3)

Consists of shares of common stock issued to the selling stockholder and not previously registered for resale. Pursuant to Rule 416 under the Securities Act, the registrant is also registering an indeterminate number of additional shares of common stock issuable by reason of any stock dividend, stock split, recapitalization or other similar transaction.

(4)

Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(c) of the Securities Act, on the basis of the average of the high and low prices for a share of the Company’s common stock as reported on the Nasdaq Global Select Market on November 2, 2023, which date is within five business days prior to the filing of this Registration Statement.

(5)

On November 10, 2020, the registrant filed a Registration Statement on Form S-3 (File No. 333-250014), which became effective on November 17, 2020 (the “Prior Registration Statement). The Prior Registration Statement registered for resale 8,672,001 shares of common stock held by selling stockholders named therein and which were not sold pursuant to the Prior Registration Statement. Pursuant to Rule 457(p) of the Securities Act, the registrant hereby offsets the $37,087.73 registration fee previously paid in connection with such unsold securities, which will continue to be applied to such unsold securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of such unsold securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.

 

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