0001225208-24-006327.txt : 20240523 0001225208-24-006327.hdr.sgml : 20240523 20240523162501 ACCESSION NUMBER: 0001225208-24-006327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240521 FILED AS OF DATE: 20240523 DATE AS OF CHANGE: 20240523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crockett Kyle CENTRAL INDEX KEY: 0001807898 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 24978659 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] ORGANIZATION NAME: 06 Technology IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 4 1 doc4.xml X0508 4 2024-05-21 0001783180 CARRIER GLOBAL Corp CARR 0001807898 Crockett Kyle 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 VP, Controller & CAO 0 Common Stock 2024-05-21 4 M 0 7500.0000 25.5800 A 9542.0000 D Common Stock 2024-05-21 4 F 0 2889.0000 66.3900 D 6653.0000 D Common Stock 2024-05-21 4 S 0 4611.0000 66.3920 D 2042.0000 D Stock Appreciation Right 25.5800 2024-05-21 4 M 0 7500.0000 0.0000 D 2023-02-04 2030-02-03 Common Stock 7500.0000 17500.0000 D The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. /s/ Erin O'Neal as Attorney-in-Fact 2024-05-23