0001225208-23-006240.txt : 20230526 0001225208-23-006240.hdr.sgml : 20230526 20230526160751 ACCESSION NUMBER: 0001225208-23-006240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230526 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Connor Kevin J. CENTRAL INDEX KEY: 0001808321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 23968884 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 4 1 doc4.xml X0407 4 2023-05-26 0001783180 CARRIER GLOBAL Corp CARR 0001808321 O'Connor Kevin J. 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 Senior VP & CLO 0 Common Stock 2023-05-26 4 S 0 21049.0000 41.1273 D 66083.0000 D The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $40.9400 to $41.4050 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. /s/ Mark G. Thompson as Attorney-in-Fact 2023-05-26