0001225208-23-001422.txt : 20230207 0001225208-23-001422.hdr.sgml : 20230207 20230207161152 ACCESSION NUMBER: 0001225208-23-001422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230203 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crockett Kyle CENTRAL INDEX KEY: 0001807898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 23595208 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 4 1 doc4.xml X0306 4 2023-02-03 0001783180 CARRIER GLOBAL Corp CARR 0001807898 Crockett Kyle 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 Vice President, Controller Common Stock 2023-02-03 4 M 0 5108.0000 0 A 5132.0000 D Common Stock 2023-02-03 4 F 0 1375.0000 46.8900 D 3757.0000 D Common Stock 2023-02-04 4 M 0 8826.0000 0 A 12583.0000 D Common Stock 2023-02-04 4 F 0 2150.0000 46.8900 D 10433.0000 D Restricted Stock Unit RSU 2023-02-03 4 M 0 5108.0000 0.0000 D 2023-02-03 Common Stock 5108.0000 0.0000 D Restricted Stock Unit RSU 2023-02-04 4 M 0 8826.0000 0.0000 D 2023-02-04 Common Stock 8826.0000 0.0000 D Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. The reporting person was granted these RSUs on February 3, 2020 and are the last of three tranches that vested over a three-year period. The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. /s/ William Langston as Attorney-in-Fact 2023-02-07