0001225208-21-000367.txt : 20210105 0001225208-21-000367.hdr.sgml : 20210105 20210105184512 ACCESSION NUMBER: 0001225208-21-000367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210102 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Christopher John CENTRAL INDEX KEY: 0001808520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 21507983 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carrier Global Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 8607287845 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 4 1 doc4.xml X0306 4 2021-01-02 0001783180 Carrier Global Corp CARR 0001808520 Nelson Christopher John 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 President, HVAC Common Stock 2021-01-02 4 M 0 43018.0000 0.0000 A 43018.0000 D Common Stock 2021-01-02 4 M 0 15160.0000 0.0000 A 58178.0000 D Common Stock 2021-01-02 4 F 0 4147.0000 37.0300 D 54031.0000 D Common Stock 2021-01-02 4 F 0 16442.0000 37.0300 D 37589.0000 D Common Stock 1631.0000 I By UTC Savings Plan Trustee Restricted Stock Unit RSU 2021-01-02 4 M 0 15160.0000 0.0000 D 2021-01-02 Common Stock 15160.0000 0.0000 D RSU P 2021-01-02 4 M 0 43018.0000 0.0000 D 2021-01-02 Common Stock 43018.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs. /s/ Ariel R. David as Attorney-in-Fact 2021-01-05