0001225208-21-000367.txt : 20210105
0001225208-21-000367.hdr.sgml : 20210105
20210105184512
ACCESSION NUMBER: 0001225208-21-000367
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210102
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Christopher John
CENTRAL INDEX KEY: 0001808520
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39220
FILM NUMBER: 21507983
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carrier Global Corp
CENTRAL INDEX KEY: 0001783180
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
IRS NUMBER: 834051582
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
BUSINESS PHONE: 8607287845
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
4
1
doc4.xml
X0306
4
2021-01-02
0001783180
Carrier Global Corp
CARR
0001808520
Nelson Christopher John
13995 PASTEUR BOULEVARD
PALM BEACH GARDENS
FL
33418
1
President, HVAC
Common Stock
2021-01-02
4
M
0
43018.0000
0.0000
A
43018.0000
D
Common Stock
2021-01-02
4
M
0
15160.0000
0.0000
A
58178.0000
D
Common Stock
2021-01-02
4
F
0
4147.0000
37.0300
D
54031.0000
D
Common Stock
2021-01-02
4
F
0
16442.0000
37.0300
D
37589.0000
D
Common Stock
1631.0000
I
By UTC Savings Plan Trustee
Restricted Stock Unit RSU
2021-01-02
4
M
0
15160.0000
0.0000
D
2021-01-02
Common Stock
15160.0000
0.0000
D
RSU P
2021-01-02
4
M
0
43018.0000
0.0000
D
2021-01-02
Common Stock
43018.0000
0.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.
The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer.
The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs.
/s/ Ariel R. David as Attorney-in-Fact
2021-01-05