0001140361-20-029455.txt : 20201223
0001140361-20-029455.hdr.sgml : 20201223
20201223165520
ACCESSION NUMBER: 0001140361-20-029455
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201221
FILED AS OF DATE: 20201223
DATE AS OF CHANGE: 20201223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Christopher John
CENTRAL INDEX KEY: 0001808520
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39220
FILM NUMBER: 201413202
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carrier Global Corp
CENTRAL INDEX KEY: 0001783180
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
IRS NUMBER: 834051582
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
BUSINESS PHONE: 8607287845
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
4
1
form4.xml
FORM 4
X0306
4
2020-12-21
0001783180
Carrier Global Corp
CARR
0001808520
Nelson Christopher John
13995 PASTEUR BOULEVARD
PALM BEACH GARDENS
FL
33418
true
President, HVAC
Common Stock
2020-12-21
4
M
0
1829
0
A
1829
D
Common Stock
2020-12-21
4
F
0
1829
38.52
D
0
D
Common Stock
2020-12-21
4
M
0
2143
0
A
2143
D
Common Stock
2020-12-21
4
F
0
2143
38.52
D
0
D
Common Stock
2020-12-21
4
M
0
645
0
A
645
D
Common Stock
2020-12-21
4
F
0
645
38.52
D
0
D
Common Stock
1639
I
By UTC Savings Plan Trustee
Restricted Stock Unit RSU
0
2020-12-21
4
M
0
1829
0
D
Common
1829
43018
D
Restricted Stock Unit RSU
2020-12-21
4
M
0
2143
0
D
Common
2143
50403
D
Restricted Stock Unit RSU
2020-12-21
4
M
0
645
0
D
Common
645
15160
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.
The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.
The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.
The reporting person was originally granted RSUs on January 2, 2018, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.
/s/ Ariel R. David as Attorney-in-Fact
2020-12-23