0000950142-24-000042.txt : 20240104
0000950142-24-000042.hdr.sgml : 20240104
20240104210429
ACCESSION NUMBER: 0000950142-24-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240102
FILED AS OF DATE: 20240104
DATE AS OF CHANGE: 20240104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Viessmann Maximilian
CENTRAL INDEX KEY: 0002004869
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39220
FILM NUMBER: 24514271
MAIL ADDRESS:
STREET 1: VIESSMANNSTRABE 1
CITY: ALLENDORF (EDER)
STATE: 2M
ZIP: 35108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIER GLOBAL Corp
CENTRAL INDEX KEY: 0001783180
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 834051582
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
BUSINESS PHONE: 5613652000
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
FORMER COMPANY:
FORMER CONFORMED NAME: Carrier Global Corp
DATE OF NAME CHANGE: 20190722
4
1
es240434694_4-viessmann.xml
OWNERSHIP DOCUMENT
X0508
4
2024-01-02
0
0001783180
CARRIER GLOBAL Corp
CARR
0002004869
Viessmann Maximilian
13995 PASTEUR BOULEVARD
PALM BEACH GARDENS
FL
33418
1
0
0
0
0
Common Stock
2024-01-02
4
A
0
58608959
A
58608959
I
See Footnote
Director DSU
2024-01-02
4
A
0
1647.4756
56.45
A
Common Stock
1647.4756
1647.4756
D
As previously disclosed, on January 2, 2024, Carrier Global Corporation (the "Issuer") completed its previously announced acquisition of the climate solutions business of Viessmann Group GmbH & Co. KG ("Viessmann Group KG"), pursuant to a Share Purchase Agreement (the "Share Purchase Agreement") by and between Viessmann Group KG, the Issuer, and Johann Purchaser GmbH ("Purchaser"), a wholly owned subsidiary of the Issuer. Pursuant to the Share Purchase Agreement, the purchase price paid by Purchaser to Viessmann Group KG consisted of (i) EUR 10.2 billion in cash, and (ii) 58,608,959 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), the acquisition of which is reported herein.
Held by Viessmann Group KG. The reporting person serves as the President and Chief Executive Officer and the controlling stockholder of the sole general partner and sole managing limited partner of Viessmann Group KG, and accordingly may be deemed to beneficially own the shares of Common Stock held by Viessmann Group KG.
The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director of the Issuer. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the board of directors of the Issuer, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Common Stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
/s/ Erin O'Neal, as Attorney-in-Fact
2024-01-04