0001783139-20-000001.txt : 20200213 0001783139-20-000001.hdr.sgml : 20200213 20200213161917 ACCESSION NUMBER: 0001783139-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Capital Management CENTRAL INDEX KEY: 0001783139 IRS NUMBER: 880302775 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19553 FILM NUMBER: 20610835 BUSINESS ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 561-544-4400 MAIL ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001783139 XXXXXXXX 12-31-2019 12-31-2019 III Capital Management

777 YAMATO ROAD SUITE 300 BOCA RATON FL 33431

13F HOLDINGS REPORT 028-19553 N Scott Wyler 5615444400 Scott Wyler Boca Raton FL 02-13-2020 0 48 195911 false INFORMATION TABLE 2 Dec2019.xml AEROJET ROCKETDYNE HLDGS INC Convertible Bond 007800AB1 25025 13750000 PRN SOLE 13750000 0 0 AMERICAN ELEC PWR CO INC COM 025537127 2696 50000 SH SOLE 50000 0 0 AMPLIFY ENERGY CORP COM 03212B103 1 211 SH SOLE 211 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 845 10000 SH SOLE 10000 0 0 BOOKING HLDGS INC COM 09857L108 1863 907 SH SOLE 907 0 0 CHARTER COMMUNICATIONS INC N COM 16119P108 2425 5000 SH SOLE 5000 0 0 CLEVELAND CLIFFS INC COM 185899101 331 2500 SH Put SOLE 2500 0 0 CLEVELAND CLIFFS INC Convertible Bond 185899AA9 3548 2950000 PRN SOLE 2950000 0 0 COLFAX CORP COM 194014205 12675 80000 SH SOLE 80000 0 0 COLONY STARWOOD HOMES Convertible Bond 19625XAB8 18443 13708000 PRN SOLE 13708000 0 0 CORNERSTONE BLDG BRANDS INC COM 21925D109 1787 210020 SH SOLE 210020 0 0 DEXCOM INC Convertible Bond 252131AH0 3717 2500000 PRN SOLE 2500000 0 0 DISH NETWORK CORP Convertible Bond 25470MAD1 4578 5000000 PRN SOLE 5000000 0 0 DOMINION ENERGY INC COM 25746U133 5325 50000 SH SOLE 50000 0 0 DTE ENERGY CO COM 233331842 5132 100000 SH SOLE 100000 0 0 EURONET WORLDWIDE INC COM 298736109 1150 7300 SH SOLE 7300 0 0 EVERBRIDGE INC COM 29978A104 1593 20400 SH SOLE 20400 0 0 EXACT SCIENCES CORP COM 30063P105 2987 32300 SH SOLE 32300 0 0 FACEBOOK INC COM 30303M102 3038 14800 SH SOLE 14800 0 0 FIVE9 INC Convertible Bond 338307AB7 6758 4000000 PRN SOLE 4000000 0 0 ILLUMINA INC COM 452327109 155 150 SH Call SOLE 150 0 0 ILLUMINA INC COM 452327109 705 2125 SH SOLE 2125 0 0 ISHARE IBOXX HIGH YIELD CORPORATE BOND COM 464288513 134 44500 SH Put SOLE 44500 0 0 ISHARES COM 464287432 421 1000 SH Put SOLE 1000 0 0 ISHARES COM 464287432 6435 47500 SH SOLE 47500 0 0 LUMENTUM HLDGS INC Convertible Bond 55024UAB5 13257 9000000 PRN SOLE 9000000 0 0 NEUROCRINE BIOSCIENCES INC Convertible Bond 64125CAD1 11525 7500000 PRN SOLE 7500000 0 0 NEXTERA ENERGY INC COM 65339F796 7646 150000 SH SOLE 150000 0 0 NIO INC COM 62914V106 958 14406 SH Put SOLE 14406 0 0 NIO INC Convertible Bond G6525FAA0 91 170000 PRN SOLE 170000 0 0 NUVASIVE INC Convertible Bond 670704AG0 6018 4500000 PRN SOLE 4500000 0 0 OLIN CORP COM 680665205 9 516 SH SOLE 516 0 0 OUTFRONT MEDIA INC COM 69007J106 2481 92500 SH SOLE 92500 0 0 PAN AMERICAN SILVER CORP COM 697900108 1860 78506 SH SOLE 78506 0 0 Q2 HLDGS INC Convertible Bond 74736LAB5 4524 3000000 PRN SOLE 3000000 0 0 QUDIAN INC COM 747798106 319 5500 SH Put SOLE 5500 0 0 RH COM 74967X103 10 250 SH Put SOLE 250 0 0 SANDRIDGE ENERGY INC COM 80007P869 4 10472 SH SOLE 10472 0 0 SEA LTD Convertible Bond 81141RAB6 4308 2000000 PRN SOLE 2000000 0 0 SENSEONICS HLDGS INC Convertible Bond 81727UAA3 2545 2500000 PRN SOLE 2500000 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 1167 25865 SH SOLE 25865 0 0 TESLA INC COM 88160R101 171 584 SH Put SOLE 584 0 0 TESLA INC Convertible Bond 88160RAC5 19205 15000000 PRN SOLE 15000000 0 0 TESLA INC Convertible Bond 88160RAG6 7592 5000000 PRN SOLE 5000000 0 0 WAYFAIR INC COM 94419L101 173 600 SH Put SOLE 600 0 0 WORLD WRESTLING ENTMT INC COM 98156Q108 66 1010 SH SOLE 1010 0 0 YY INC COM 98426T106 90 650 SH Put SOLE 650 0 0 ZILLOW GROUP INC COM 98954M200 125 3278 SH Put SOLE 3278 0 0