0001140361-20-015451.txt : 20200706 0001140361-20-015451.hdr.sgml : 20200706 20200706213556 ACCESSION NUMBER: 0001140361-20-015451 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200706 DATE AS OF CHANGE: 20200706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Havanec Laurie P. CENTRAL INDEX KEY: 0001807757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39221 FILM NUMBER: 201015118 MAIL ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otis Worldwide Corp CENTRAL INDEX KEY: 0001781335 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 833789412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607286410 MAIL ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 form4.xml FORM 4 X0306 4 2020-07-01 0001781335 Otis Worldwide Corp OTIS 0001807757 Havanec Laurie P. 1 CARRIER PLACE FARMINGTON CT 06032 true EVP and Chief People Officer Common Stock 2020-07-01 4 M 0 11247 A 13500 D Common Stock 2020-07-01 4 F 0 4471 55.78 D 9029 D Common Stock 1123 I By UTC 401(k) Common Stock 40 I By spouse Restricted Stock Units (RSUs) 2020-07-01 4 M 0 11247 0 D Common Stock 11247 0 D RSUs convert into Otis common stock on a one-for-one basis. The reporting person was granted RSUs by UTC, Otis' parent company prior to the spin-off. These fully vested and were converted into Otis common stock. /s/ Joshua Mullin, Attorney-in-Fact 2020-07-06