0001140361-20-015451.txt : 20200706
0001140361-20-015451.hdr.sgml : 20200706
20200706213556
ACCESSION NUMBER: 0001140361-20-015451
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200701
FILED AS OF DATE: 20200706
DATE AS OF CHANGE: 20200706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Havanec Laurie P.
CENTRAL INDEX KEY: 0001807757
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39221
FILM NUMBER: 201015118
MAIL ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Otis Worldwide Corp
CENTRAL INDEX KEY: 0001781335
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 833789412
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607286410
MAIL ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4
1
form4.xml
FORM 4
X0306
4
2020-07-01
0001781335
Otis Worldwide Corp
OTIS
0001807757
Havanec Laurie P.
1 CARRIER PLACE
FARMINGTON
CT
06032
true
EVP and Chief People Officer
Common Stock
2020-07-01
4
M
0
11247
A
13500
D
Common Stock
2020-07-01
4
F
0
4471
55.78
D
9029
D
Common Stock
1123
I
By UTC 401(k)
Common Stock
40
I
By spouse
Restricted Stock Units (RSUs)
2020-07-01
4
M
0
11247
0
D
Common Stock
11247
0
D
RSUs convert into Otis common stock on a one-for-one basis.
The reporting person was granted RSUs by UTC, Otis' parent company prior to the spin-off. These fully vested and were converted into Otis common stock.
/s/ Joshua Mullin, Attorney-in-Fact
2020-07-06