0001062993-21-000127.txt : 20210105 0001062993-21-000127.hdr.sgml : 20210105 20210105171523 ACCESSION NUMBER: 0001062993-21-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210102 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Havanec Laurie P. CENTRAL INDEX KEY: 0001807757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39221 FILM NUMBER: 21507054 MAIL ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otis Worldwide Corp CENTRAL INDEX KEY: 0001781335 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 833789412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8602184257 MAIL ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-01-02 0001781335 Otis Worldwide Corp OTIS 0001807757 Havanec Laurie P. 1 CARRIER PLACE FARMINGTON CT 06032 0 1 0 0 EVP & Chief People Officer Common Stock 2021-01-02 4 M 0 3148 65.59 A 11971 D Common Stock 2021-01-02 4 F 0 916 65.59 D 11055 D Common Stock 2021-01-02 4 M 0 1854 65.59 A 12909 D Common Stock 2021-01-02 4 F 0 539 65.59 D 12370 D Common Stock 1127 I By UTC 401(k) Common Stock 40 I By Spouse Restricted Stock Units 2021-01-02 4 M 0 3148 0 A Common Stock 3184 0 D Restricted Stock Units 2021-01-02 4 M 0 1854 0 A Common Stock 1854 0 D Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting. The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. Joshua Mullin, Attorney-in-Fact 2021-01-05