0001062993-21-000127.txt : 20210105
0001062993-21-000127.hdr.sgml : 20210105
20210105171523
ACCESSION NUMBER: 0001062993-21-000127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210102
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Havanec Laurie P.
CENTRAL INDEX KEY: 0001807757
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39221
FILM NUMBER: 21507054
MAIL ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Otis Worldwide Corp
CENTRAL INDEX KEY: 0001781335
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 833789412
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8602184257
MAIL ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-01-02
0001781335
Otis Worldwide Corp
OTIS
0001807757
Havanec Laurie P.
1 CARRIER PLACE
FARMINGTON
CT
06032
0
1
0
0
EVP & Chief People Officer
Common Stock
2021-01-02
4
M
0
3148
65.59
A
11971
D
Common Stock
2021-01-02
4
F
0
916
65.59
D
11055
D
Common Stock
2021-01-02
4
M
0
1854
65.59
A
12909
D
Common Stock
2021-01-02
4
F
0
539
65.59
D
12370
D
Common Stock
1127
I
By UTC 401(k)
Common Stock
40
I
By Spouse
Restricted Stock Units
2021-01-02
4
M
0
3148
0
A
Common Stock
3184
0
D
Restricted Stock Units
2021-01-02
4
M
0
1854
0
A
Common Stock
1854
0
D
Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.
The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.
The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.
Joshua Mullin, Attorney-in-Fact
2021-01-05