0001213900-19-023741.txt : 20191115 0001213900-19-023741.hdr.sgml : 20191115 20191115163829 ACCESSION NUMBER: 0001213900-19-023741 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191113 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kabot Brian CENTRAL INDEX KEY: 0001786113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39128 FILM NUMBER: 191224995 MAIL ADDRESS: STREET 1: 1345 ABBOT KINNEY BLVD. CITY: VENICE STATE: CA ZIP: 90291 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stable Road Acquisition Corp. CENTRAL INDEX KEY: 0001781162 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 841905538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 ABBOT KINNEY BLVD. CITY: VENICE BEACH STATE: CA ZIP: 90291 BUSINESS PHONE: 2137936507 MAIL ADDRESS: STREET 1: 1345 ABBOT KINNEY BLVD. CITY: VENICE BEACH STATE: CA ZIP: 90291 4 1 ownership.xml X0306 4 2019-11-13 0 0001781162 Stable Road Acquisition Corp. SRACU 0001786113 Kabot Brian C/O STABLE ROAD ACQUISITION CORP. 1345 ABBOT KINNEY BLVD. VENICE CA 90291 1 1 1 0 Chief Executive Officer Class A Common Stock 2019-11-13 4 P 0 495000 10 A 495000 I See footnote These shares are underlying units (each unit consisting of one share of Class A common stock and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by SRC-NI Holdings, LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the registrant. Does not include 4,312,500 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis subject to certain adjustments. Brian Kabot, the Chief Executive Officer and Chairman of the registrant, Juan Manuel Quiroga, the Chief Investment Officer and Secretary of the registrant, and Edward Freedman, are the managers of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. /s/ Brian Kabot 2019-11-15