The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 83 | 515 | SH | SOLE | 515 | 0 | 0 | ||
ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 | 64 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ADARA ACQUISITION CORP | COM CL A | 00653H102 | 3,952 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 100 | 913 | SH | SOLE | 913 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 63 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 4,675 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ARK ETF TR | FINTECH INNOVA | 00214Q708 | 17 | 600 | SH | SOLE | 600 | 0 | 0 | ||
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 15 | 325 | SH | SOLE | 325 | 0 | 0 | ||
ARK ETF TR | NEXT GNRTN INTER | 00214Q401 | 9 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ARKO CORP | COM | 041242108 | 633 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
ASTRA SPACE INC | COM CL A | 04634X103 | 30 | 7,774 | SH | SOLE | 7,774 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 39 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
ATI PHYSICAL THERAPY INC | COM CL A | 00216W109 | 638 | 339,268 | SH | SOLE | 339,268 | 0 | 0 | ||
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 2 | 66 | SH | SOLE | 66 | 0 | 0 | ||
B RILEY PRIN 250 MERGER CORP | CLASS A COM | 05602L104 | 2,194 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
B RILEY PRIN 250 MERGER CORP | *W EXP 04/01/202 | 05602L112 | 38 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | *W EXP 03/01/202 | 05601V111 | 68 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | COM CL A | 05601V103 | 2,232 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 99 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BARFRESH FOOD GROUP INC | COM NEW | 067532200 | 4,975 | 725,288 | SH | SOLE | 725,288 | 0 | 0 | ||
BILL COM HLDGS INC | COM | 090043100 | 872 | 3,845 | SH | SOLE | 3,845 | 0 | 0 | ||
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 508 | 199,400 | SH | SOLE | 199,400 | 0 | 0 | ||
BLACKSTONE INC | COM | 09260D107 | 10,155 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
BLOCK INC | CL A | 852234103 | 996 | 7,342 | SH | SOLE | 7,342 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 50,556 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 86 | 525 | SH | SOLE | 525 | 0 | 0 | ||
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 275 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CASSAVA SCIENCES INC | COM | 14817C107 | 186 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CAZOO GROUP LTD | COM | G2007L105 | 1 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
CELCUITY INC | COM | 15102K100 | 468 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CERENCE INC | COM | 156727109 | 855 | 23,695 | SH | SOLE | 23,695 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 4,124 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
COINBASE GLOBAL INC | COM CL A | 19260Q107 | 627 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
COMPOSECURE INC | COM CL A | 20459V105 | 11,196 | 1,475,090 | SH | SOLE | 1,475,090 | 0 | 0 | ||
COMPOSECURE INC | COM CL A | 20459V105 | 155 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CORSAIR PARTNERING CORP | SHS CL A | G2540H108 | 12,138 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
CORSAIR PARTNERING CORP | *W EXP 07/06/202 | G2540H116 | 175 | 416,666 | SH | SOLE | 416,666 | 0 | 0 | ||
COURSERA INC | COM | 22266M104 | 1,238 | 53,725 | SH | SOLE | 53,725 | 0 | 0 | ||
CTI BIOPHARMA CORP | COM | 12648L601 | 18,025 | 3,859,707 | SH | SOLE | 3,859,707 | 0 | 0 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 2,694 | 552,000 | SH | SOLE | 552,000 | 0 | 0 | ||
CUE HEALTH INC | COM | 229790100 | 6,450 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
CURIS INC | COM NEW | 231269200 | 921 | 386,978 | SH | SOLE | 386,978 | 0 | 0 | ||
DIGITALOCEAN HLDGS INC | COM | 25402D102 | 543 | 9,379 | SH | SOLE | 9,379 | 0 | 0 | ||
DUOS TECHNOLOGIES GROUP INC | COM | 266042407 | 7,057 | 1,283,162 | SH | SOLE | 1,283,162 | 0 | 0 | ||
DURECT CORP | COM | 266605104 | 17,695 | 26,414,656 | SH | SOLE | 26,414,656 | 0 | 0 | ||
EQRX INC | *W EXP 12/17/202 | 26886C115 | 165 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
EQRX INC | COM | 26886C107 | 21 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 89 | 1,075 | SH | SOLE | 1,075 | 0 | 0 | ||
FINCH THERAPEUTICS GROUP INC | COM | 31773D101 | 4,076 | 810,416 | SH | SOLE | 810,416 | 0 | 0 | ||
GRUPO TELEVISA S A B | SPON ADR REP ORD | 40049J206 | 11,700 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
HEALTHCARE SERVICES ACQU COR | *W EXP 12/28/202 | 42227K112 | 26 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HEALTHCARE SERVICES ACQU COR | COM CL A | 42227K104 | 1,470 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
IDENTIV INC | COM NEW | 45170X205 | 38,613 | 2,387,936 | SH | SOLE | 2,387,936 | 0 | 0 | ||
IMMUCELL CORP | COM PAR | 452525306 | 686 | 71,073 | SH | SOLE | 71,073 | 0 | 0 | ||
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 285 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 1,014 | 274,799 | SH | SOLE | 274,799 | 0 | 0 | ||
INTELLICHECK INC | COM NEW | 45817G201 | 5,288 | 2,073,583 | SH | SOLE | 2,073,583 | 0 | 0 | ||
INTEVAC INC | COM | 461148108 | 26,479 | 4,949,355 | SH | SOLE | 4,949,355 | 0 | 0 | ||
IROBOT CORP | COM | 462726100 | 1,207 | 19,041 | SH | SOLE | 19,041 | 0 | 0 | ||
ISLEWORTH HEALTHCARE ACQU CO | *W EXP 08/02/202 | 46468P110 | 83 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ISLEWORTH HEALTHCARE ACQU CO | COM | 46468P102 | 9,899 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
ISPECIMEN INC | COM | 45032V108 | 666 | 65,834 | SH | SOLE | 65,834 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 4,090 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 398 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 586 | 22,989 | SH | SOLE | 22,989 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 1,804 | 69,618 | SH | SOLE | 69,618 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL A | G9001E102 | 39 | 4,017 | SH | SOLE | 4,017 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 158 | 16,522 | SH | SOLE | 16,522 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM A SIRIUSXM | 531229409 | 4,736 | 103,602 | SH | SOLE | 103,602 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 | 10,810 | 236,396 | SH | SOLE | 236,396 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 61,531 | 192,627 | SH | SOLE | 192,627 | 0 | 0 | ||
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 247 | 16,413 | SH | SOLE | 16,413 | 0 | 0 | ||
LIQTECH INTL INC | COM | 53632A201 | 5,294 | 2,160,948 | SH | SOLE | 2,160,948 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 64 | 660 | SH | SOLE | 660 | 0 | 0 | ||
MAGENTA THERAPEUTICS INC | COM | 55910K108 | 1,405 | 484,400 | SH | SOLE | 484,400 | 0 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 | 12,365 | 1,322,463 | SH | SOLE | 1,322,463 | 0 | 0 | ||
MAXCYTE INC | COM | 57777K106 | 1,764 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
MDXHEALTH SA | SPONSORED ADS | 58286E102 | 16,254 | 1,958,333 | SH | SOLE | 1,958,333 | 0 | 0 | ||
MILESTONE PHARMACEUTICALS IN | COM | 59935V107 | 1,605 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ONDAS HLDGS INC | COM NEW | 68236H204 | 4,962 | 679,752 | SH | SOLE | 679,752 | 0 | 0 | ||
OPPFI INC | COM CL A | 68386H103 | 129 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
OPTINOSE INC | COM | 68404V100 | 9,243 | 3,742,189 | SH | SOLE | 3,742,189 | 0 | 0 | ||
OTIS WORLDWIDE CORP | COM | 68902V107 | 231 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 999 | 49,829 | SH | SOLE | 49,829 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 590 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
PETIQ INC | COM CL A | 71639T106 | 310 | 12,687 | SH | SOLE | 12,687 | 0 | 0 | ||
PHREESIA INC | COM | 71944F106 | 487 | 18,470 | SH | SOLE | 18,470 | 0 | 0 | ||
PIONEER MERGER CORP | CL A SHS | G7S24C103 | 20,846 | 2,125,000 | SH | SOLE | 2,125,000 | 0 | 0 | ||
PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 | 143 | 708,333 | SH | SOLE | 708,333 | 0 | 0 | ||
QUALTEK SERVICES INC | CLASS A COM | 74760R303 | 2 | 3,750 | SH | SOLE | 3,750 | 0 | 0 | ||
QUMU CORP | COM | 749063103 | 880 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 594 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ROBLOX CORP | CL A | 771049103 | 365 | 7,901 | SH | SOLE | 7,901 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 16,407 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SEMA4 HOLDINGS CORP | COM CL A | 81663L101 | 322 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 14 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SOMALOGIC INC | CLASS A COM | 83444K105 | 562 | 70,100 | SH | SOLE | 70,100 | 0 | 0 | ||
SOMALOGIC INC | *W EXP 08/31/202 | 83444K113 | 29 | 14,020 | SH | SOLE | 14,020 | 0 | 0 | ||
SONOS INC | COM | 83570H108 | 3,701 | 131,146 | SH | SOLE | 131,146 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 85,809 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 | 193 | 12,540 | SH | SOLE | 12,540 | 0 | 0 | ||
STRIDE INC | COM | 86333M108 | 985 | 27,124 | SH | SOLE | 27,124 | 0 | 0 | ||
TEKKORP DIGITAL ACQUISITN CO | CL A | G8739H106 | 986 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TERADYNE INC | COM | 880770102 | 71 | 600 | SH | SOLE | 600 | 0 | 0 | ||
THOR INDS INC | COM | 885160101 | 9,031 | 114,753 | SH | SOLE | 114,753 | 0 | 0 | ||
TRICIDA INC | COM | 89610F101 | 9,851 | 1,198,400 | SH | SOLE | 1,198,400 | 0 | 0 | ||
TURTLE BEACH CORP | COM NEW | 900450206 | 843 | 39,608 | SH | SOLE | 39,608 | 0 | 0 | ||
VIVINT SMART HOME INC | COM CL A | 928542109 | 1,230 | 181,892 | SH | SOLE | 181,892 | 0 | 0 | ||
X4 PHARMACEUTICALS INC | COM | 98420X103 | 63 | 35,730 | SH | SOLE | 35,730 | 0 | 0 | ||
XPERI HOLDING CORP | COM | 98390M103 | 2 | 90 | SH | SOLE | 90 | 0 | 0 | ||
YEXT INC | COM | 98585N106 | 413 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 324 | 7,805 | SH | SOLE | 7,805 | 0 | 0 |