0001420506-20-001201.txt : 20201112
0001420506-20-001201.hdr.sgml : 20201112
20201112110529
ACCESSION NUMBER: 0001420506-20-001201
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
EFFECTIVENESS DATE: 20201112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bleichroeder LP
CENTRAL INDEX KEY: 0001781002
IRS NUMBER: 842006600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20050
FILM NUMBER: 201304658
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 917-769-2999
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001781002
XXXXXXXX
09-30-2020
09-30-2020
false
Bleichroeder LP
1345 AVENUE OF THE AMERICAS
47TH FLOOR
NEW YORK
NY
10105
13F HOLDINGS REPORT
028-20050
N
Michael M. Kellen
Chairman and CO-CEO of Bleichroeder LP
917-769-2999
Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP
NEW YORK
NY
11-12-2020
0
75
558880
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR BLEICHROEDER LP
ABBVIE INC
COM
00287Y109
45
515
SH
SOLE
515
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
1545
150000
SH
SOLE
150000
0
0
ALTICE USA INC
CL A
02156K103
15694
603600
SH
SOLE
603600
0
0
ALTRIA GROUP INC
COM
02209S103
46
1200
SH
SOLE
1200
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
12220
1299994
SH
SOLE
1299994
0
0
AMERICAN EXPRESS CO
COM
025816109
2506
25000
SH
SOLE
25000
0
0
AMERIPRISE FINL INC
COM
03076C106
2465
15993
SH
SOLE
15993
0
0
AT&T INC
COM
00206R102
47
1650
SH
SOLE
1650
0
0
AVIAT NETWORKS INC
COM NEW
05366Y201
1
33
SH
SOLE
33
0
0
B RILEY PRIN MERGER CORP II
CL A
05600U106
5005
500000
SH
SOLE
500000
0
0
B RILEY PRIN MERGER CORP II
*W EXP 05/06/202
05600U114
338
250000
SH
SOLE
250000
0
0
BANK NEW YORK MELLON CORP
COM
064058100
69
2000
SH
SOLE
2000
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
4176
80000
SH
SOLE
80000
0
0
BLUEBIRD BIO INC
COM
09609G100
1349
25000
SH
SOLE
25000
0
0
BRUNSWICK CORP
COM
117043109
18032
306099
SH
SOLE
306099
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
56
525
SH
SOLE
525
0
0
CAREDX INC
COM
14167L103
4742
125000
SH
SOLE
125000
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
183
6000
SH
SOLE
6000
0
0
CASSAVA SCIENCES INC
COM
14817C107
7879
684503
SH
SOLE
684503
0
0
CODEXIS INC
COM
192005106
6799
579116
SH
SOLE
579116
0
0
CUE BIOPHARMA INC
COM
22978P106
2258
150000
SH
SOLE
150000
0
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
31821
2848805
SH
SOLE
2848805
0
0
DISH NETWORK CORPORATION
CL A
25470M109
2250
77500
SH
SOLE
77500
0
0
DUOS TECHNOLOGIES GROUP INC
COM
266042407
1725
453616
SH
SOLE
453616
0
0
DURECT CORP
COM
266605104
45169
26414656
SH
SOLE
26414656
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1994
126301
SH
SOLE
126301
0
0
EXXON MOBIL CORP
COM
30231G102
37
1075
SH
SOLE
1075
0
0
FATE THERAPEUTICS INC
COM
31189P102
3997
100000
SH
SOLE
100000
0
0
FG NEW AMER ACQUISITION CORP
UNIT 08/31/2027
30259V205
5005
500000
SH
SOLE
500000
0
0
GRACE W R & CO DEL NEW
COM
38388F108
8096
200934
SH
SOLE
200934
0
0
GRITSTONE ONCOLOGY INC
COM
39868T105
448
169039
SH
SOLE
169039
0
0
HAYMAKER ACQUISITION CORP II
*W EXP 10/31/202
42087L119
330
333333
SH
SOLE
333333
0
0
HC2 HLDGS INC
COM
404139107
173
71543
SH
SOLE
71543
0
0
IDENTIV INC
COM NEW
45170X205
13749
2196389
SH
SOLE
2196389
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
2063
54711
SH
SOLE
54711
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
292
250000
SH
SOLE
250000
0
0
INTELLICHECK INC
COM NEW
45817G201
18265
2738314
SH
SOLE
2738314
0
0
INTEVAC INC
COM
461148108
27271
4949355
SH
SOLE
4949355
0
0
JPMORGAN CHASE & CO
COM
46625H100
2888
30000
SH
SOLE
30000
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
272
1600
SH
SOLE
1600
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1430
69618
SH
SOLE
69618
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
483
22989
SH
SOLE
22989
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
33
4017
SH
SOLE
4017
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
134
16522
SH
SOLE
16522
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
3436
103602
SH
SOLE
103602
0
0
LIBERTY MEDIA CORP DEL
COM C BRAVES GRP
531229888
435
20717
SH
SOLE
20717
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
7820
236396
SH
SOLE
236396
0
0
LIBERTY MEDIA CORP DEL
COM A BRAVES GRP
531229706
216
10356
SH
SOLE
10356
0
0
LINDE PLC
SHS
G5494J103
45870
192627
SH
SOLE
192627
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
143
16413
SH
SOLE
16413
0
0
LIQTECH INTL INC
COM
53632A201
18239
2158448
SH
SOLE
2158448
0
0
LUMENTUM HLDGS INC
COM
55024U109
50
660
SH
SOLE
660
0
0
MAGENTA THERAPEUTICS INC
COM
55910K108
2393
351875
SH
SOLE
351875
0
0
MARINUS PHARMACEUTICALS INC
COM NEW
56854Q200
7459
580462
SH
SOLE
580462
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
10751
2714937
SH
SOLE
2714937
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
4625
435500
SH
SOLE
435500
0
0
ORBITAL ENERGY GROUP INC
COM
68559A109
2294
3700542
SH
SOLE
3700542
0
0
ORCHARD THERAPEUTICS PLC
ADS
68570P101
1028
250000
SH
SOLE
250000
0
0
OTIS WORLDWIDE CORP
COM
68902V107
187
3000
SH
SOLE
3000
0
0
PAYPAL HLDGS INC
COM
70450Y103
985
5000
SH
SOLE
5000
0
0
PRGX GLOBAL INC
COM NEW
69357C503
38
7938
SH
SOLE
7938
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
345
6000
SH
SOLE
6000
0
0
RICEBRAN TECHNOLOGIES
COM NEW
762831204
715
1703334
SH
SOLE
1703334
0
0
ROYALTY PHARMA PLC
SHS CL A
G7709Q104
46949
1115980
SH
SOLE
1115980
0
0
S&P GLOBAL INC
COM
78409V104
14424
40000
SH
SOLE
40000
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
8640
913347
SH
SOLE
913347
0
0
SPDR GOLD TR
GOLD SHS
78463V107
84132
475000
SH
SOLE
475000
0
0
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
189
12540
SH
SOLE
12540
0
0
TERADYNE INC
COM
880770102
48
600
SH
SOLE
600
0
0
TG THERAPEUTICS INC
COM
88322Q108
1873
70000
SH
SOLE
70000
0
0
THOR INDS INC
COM
885160101
10455
109753
SH
SOLE
109753
0
0
X4 PHARMACEUTICALS INC
COM
98420X103
242
35730
SH
SOLE
35730
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
31463
1676225
SH
SOLE
1676225
0
0
XILINX INC
COM
983919101
55
530
SH
SOLE
530
0
0
XPERI HOLDING CORP
COM
98390M103
1
90
SH
SOLE
90
0
0