0001420506-20-000573.txt : 20200514 0001420506-20-000573.hdr.sgml : 20200514 20200514120349 ACCESSION NUMBER: 0001420506-20-000573 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 IRS NUMBER: 842006600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20050 FILM NUMBER: 20876428 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001781002 XXXXXXXX 03-31-2020 03-31-2020 false Bleichroeder LP

1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-20050 N Michael M. Kellen 917-769-2999 Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP NEW YORK NY 05-14-2020 0 57 63269928 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR BLEICHROEDER LP ALTICE USA INC CL A 02156K103 603600 13454 SH SOLE 603600 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 1299994 8034 SH SOLE 1299994 0 0 AMERICAN EXPRESS CO COM 025816109 25000 2140 SH SOLE 25000 0 0 AMERIPRISE FINL INC COM 03076C106 15993 1639 SH SOLE 15993 0 0 BANK NEW YORK MELLON CORP COM 064058100 2000 67 SH SOLE 2000 0 0 BIOLIFE SOLUTIONS INC COM NEW 09062W204 211942 2013 SH SOLE 211942 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 80000 3646 SH SOLE 80000 0 0 BRUNSWICK CORP COM 117043109 281099 9942 SH SOLE 281099 0 0 CAREDX INC COM 14167L103 100000 2183 SH SOLE 100000 0 0 CASSAVA SCIENCES INC COM 14817C107 1739540 7150 SH SOLE 1739540 0 0 CODEXIS INC COM 192005106 559836 6248 SH SOLE 559836 0 0 CUE BIOPHARMA INC COM 22978P106 165000 2341 SH SOLE 165000 0 0 CUI GLOBAL INC COM NEW 126576206 3700542 3298 SH SOLE 3700542 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 2848805 11595 SH SOLE 2848805 0 0 DISH NETWORK CORPORATION CL A 25470M109 77500 1549 SH SOLE 77500 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 453616 2150 SH SOLE 453616 0 0 DURECT CORP COM 266605104 26704044 41391 SH SOLE 26704044 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 126301 1806 SH SOLE 126301 0 0 GRACE W R & CO DEL NEW COM 38388F108 200934 7153 SH SOLE 200934 0 0 GRITSTONE ONCOLOGY INC COM 39868T105 169039 984 SH SOLE 169039 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 333333 350 SH SOLE 333333 0 0 HAYMAKER ACQUISITION CORP II COM CL A 42087L101 1000000 9790 SH SOLE 1000000 0 0 HC2 HLDGS INC COM 404139107 71543 111 SH SOLE 71543 0 0 IDENTIV INC COM NEW 45170X205 2196389 7424 SH SOLE 2196389 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 94947 2427 SH SOLE 94947 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 500000 419 SH SOLE 500000 0 0 INTELLICHECK INC COM NEW 45817G201 2738314 9283 SH SOLE 2738314 0 0 INTEVAC INC COM 461148108 4949355 20243 SH SOLE 4949355 0 0 JPMORGAN CHASE & CO COM 46625H100 30000 2701 SH SOLE 30000 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 1600 288 SH SOLE 1600 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 22989 380 SH SOLE 22989 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 69618 1094 SH SOLE 69618 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 4017 42 SH SOLE 4017 0 0 LIBERTY MEDIA CORP DEL COM A BRAVES GRP 531229706 10356 202 SH SOLE 10356 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 207204 6552 SH SOLE 207204 0 0 LINDE PLC SHS G5494J103 192627 33324 SH SOLE 192627 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 16413 92 SH SOLE 16413 0 0 LIQTECH INTL INC COM 53632A201 1202511 5159 SH SOLE 1202511 0 0 M & T BK CORP COM 55261F104 5274 545 SH SOLE 5274 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 251875 1582 SH SOLE 251875 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 1250000 2538 SH SOLE 1250000 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 2714937 7059 SH SOLE 2714937 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 435500 3741 SH SOLE 435500 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 125200 943 SH SOLE 125200 0 0 PARK CITY GROUP INC COM NEW 700215304 82787 315 SH SOLE 82787 0 0 PAYPAL HLDGS INC COM 70450Y103 22500 2154 SH SOLE 22500 0 0 RAYTHEON CO COM NEW 755111507 6000 566 SH SOLE 6000 0 0 RICEBRAN TECHNOLOGIES COM NEW 762831204 2003334 2003 SH SOLE 2003334 0 0 S&P GLOBAL INC COM 78409V104 40000 9802 SH SOLE 40000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 873297 8716 SH SOLE 873297 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 475000 70324 SH SOLE 475000 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 12540 165 SH SOLE 12540 0 0 THOR INDS INC COM 885160101 109753 4629 SH SOLE 109753 0 0 TIVO CORP COM 88870P106 202 1 SH SOLE 202 0 0 WELLTOWER INC COM 95040Q104 146398 6702 SH SOLE 146398 0 0 X4 PHARMACEUTICALS INC COM 98420X103 35730 357 SH SOLE 35730 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 1673600 31698 SH SOLE 1673600 0 0