EX-FILING FEES 6 tm2411876d2_ex-filingfees.htm EX-FILING FEES

Exhibit 107

 

Calculation of Filing Fee Table

 

Form F-3

(Form Type)

 

Canaan Inc.

(Exact name of Registrant as Specified in its Charter)

 

Table 1 – Newly Registered Securities and Carry Forward Securities

 

  Security
Type
Security
Class
Title
Fee
Calculation
or Carry
Forward
Rule
Amount
Registered
Proposed
Maximum
Offering
Price Per
Unit
Maximum
Aggregate
Offering
Price
Fee Rate Amount of
Registration
Fee
Carry
Forward
Form
Type
Carry
Forward
File
Number
Carry
Forward
Initial
effective
date
Filing Fee
Previously
Paid in
Connection
with Unsold
Securities to
be Carried
Forward
Newly Registered Securities
Fees to Be Paid Equity Class A ordinary share,
par value US$ 0.00000005
per share(1)
457(r) (2) (3) (3) $—        
  Equity Preferred share,
par value US$ 0.00000005
per share
457(r) (2) (3) (3) $—        
  Others Debt Security   (2) (3) (3) $—        
  Others Warrants 457(r) (2) (3) (3) $—        
  Others Subscription Rights Units 457(r) (2) (3) (3) $—        
  Unallocated (Universal) Shelf (2) 457(o) $300,000,000 $300,000,000 0.00014760 $44,280        
  Total Offering Amount/Registration Fee   $300,000,000   $44,280        
  Total Fees Previously Paid              
  Total Fee Offsets       $65,868.72        
  Net Fees Due              

 

(1)American depositary shares issuable upon deposit of class A ordinary shares registered hereby have been registered under a separate registration statement on Form F–6 (Registration No. 333–234194). Each American depositary share represents fifteen Class A ordinary shares.
(2)There is being registered hereunder an indeterminate number of shares of (a) Class A Ordinary Shares, (b) preferred shares, (c) warrants, (d) debt securities, (e) subscription rights units, consisting of some or all of these securities in any combination, as shall have an aggregate initial offering price not to exceed US$300,000,000. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The proposed maximum initial offering price per unit will be determined, from time to time, by the registrant in connection with the issuance by the registrant of the securities registered hereunder. In addition, pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the shares being registered hereunder include such indeterminate number of shares of ordinary shares that may be issued from time to time to prevent dilution as a result of a distribution, split, combination or similar transaction.
(3)The proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to General Instruction II.D. of Form F-3 under the Securities Act.

 

Table 2: Fee Offset Claims and Sources

 

  Registrant
or Filer
Name
Form or
Filing
Type
File
Number
Initial Filing
Date
Filing Date Fee Offset
Claimed
Security
Type
Associated
with Fee
Offset
Claimed
Security
Title
Associated
with Fee
Offset
Claimed
Unsold
Securities
Associated
with Fee
Offset
Claimed
Aggregate
Offering Amount
Associated with
Fee Offset
Claimed
Fee Paid
with Fee
Offset
Source
 
Rule 457(p)
                       
Fee Offset Claims Canaan Inc. F-3/ASR 333-255470 April 19, 2021 N/A $65,868.72(1) N/A N/A N/A $597,719,805 N/A
Fee Offset Sources Canaan Inc. 424(b)(5) 333-255470 N/A November 25, 2022 N/A Equity Class A ordinary share, par value US$ 0.00000005 per share N/A N/A   US$82,650,00

 

  (1) The registrant previously registered $750,000,000 Class A ordinary shares, par value US$ 0.00000005 per shar, by means of a 424(b)(5) prospectus supplement dated November 25, 2022 (the “2022 Prospectus Supplement”), pursuant to a Registration Statement on Form F-3/ASR (Registration No. 333-255470), filed with the Securities and Exchange Commission on April 19, 2021. In connection with the filing of the 2022 Prospectus Supplement, the registrant made a contemporaneous fee payment in the amount of US$82,650,00.

 

Pursuant to Rule 457(p) under the Securities Act, registration fees of US$65,868.72 that have already been paid and remain unused with respect to the $597,719,805 Class A ordinary shares that were previously registered pursuant to the 2022 Prospectus Supplement and were not sold thereunder may be applied to the filing fees payable pursuant to this Form F-3, and the registrant is applying such fees toward the payment of the registration fee for the offer and sale of securities registered hereunder.