EX-FILING FEES 7 tm2312987d2_ex-filingfees.htm EX-FILING FEES

 

Exhibit 107

 

Calculation of Filing Fee Table

 

Post-Effective Amendment to Form F-3

(Form Type)

 

Canaan Inc.

(Exact name of Registrant as Specified in its Charter)

 

Table 1 – Newly Registered Securities and Carry Forward Securities

 

                         
    Security Type   Security Class
Title
  Fee
Calculation
or Carry
Forward
Rule
  Amount Registered   Proposed
Maximum
Offering
Price Per
Unit
  Maximum
Aggregate
Offering Price
  Fee Rate   Amount of
Registration
Fee
 

Carry
Forward

Form
Type

 

Carry

Forward

File

Number

  Carry
Forward
Initial
effective
date
  Filing Fee
Previously
Paid in
Connection
with Unsold
Securities to
be Carried
Forward
 
Newly Registered Securities
                         
Fees to Be Paid   Equity   Class A ordinary share,
par value US$ 0.00000005
per share(1)
  457(r)   (2)   (3)   (3)     $—                
    Equity   Preferred share,
par value US$ 0.00000005
per share
  457(r)   (2)   (3)   (3)     $—                
    Others   Warrants   457(r)   (2)   (3)   (3)     $—                
    Others   Subscription Rights Units   457(r)   (2)   (3)   (3)     $—                
                         
                         
    Unallocated (Universal) Shelf   (2)   457(o)   $143,719,805     $143,719,805   0.00011020   $15,837.92                
             
Carry Forward Securities                        
                         

Carry

Forward

Securities

  Equity   Class A ordinary share,
par value US$ 0.00000005
per share(1)
  415(a)(6)   $745,719,805 (4)   N/A   $745,719,805           424B5     333-255470     November 25, 2022   $82,178.32
                   
    Total Offering Amount/Registration Fee       $148,000,000       $16,309.60                
                   
    Total Fees Previously Paid               $82,178.32                
                   
    Total Fee Offsets                              
                   
    Net Fees Due                              

 

(1)

American depositary shares issuable upon deposit of class A ordinary shares registered hereby have been registered under a separate registration statement on Form F–6 (Registration No. 333–234194). Each American depositary share represents fifteen Class A ordinary shares.

 

(2) There is being registered hereunder an indeterminate number of shares of (a) Class A Ordinary Shares, (b) preferred shares, (c) warrants, (d) subscription rights units, consisting of some or all of these securities in any combination, as shall have an aggregate initial offering price not to exceed US$148,000,000. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The proposed maximum initial offering price per unit will be determined, from time to time, by the registrant in connection with the issuance by the registrant of the securities registered hereunder. In addition, pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the shares being registered hereunder include such indeterminate number of shares of ordinary shares that may be issued from time to time to prevent dilution as a result of a distribution, split, combination or similar transaction.

 

(3) The proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to General Instruction II.D. of Form F-3 under the Securities Act.

 

(4) Pursuant to 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement include unsold securities previously registered by the registrant on the registrant’s prospectus supplement (File No. 333-255470), filed on November 25, 2022 (the “Prospectus Supplement”). The Prospectus Supplement registered the offer and sale of up to $750,000,000 of the registrant’s Class A Ordinary Shares represented by American depositary shares, which may be issued and sold under an At the Market Offering Agreement, as amended, with H.C. Wainwright & Co., LLC. The registrant previously paid a fee of $82,650.00 related to such $750,000,000 in Class A Ordinary Shares. Of such shares of Class A Ordinary Shares, $745,719,805 remain unsold (the “Unsold Shelf Securities”). The registrant has determined to include in this registration statement $148,000,000 of the Unsold Shelf Securities. Pursuant to Rule 457(b) under the Securities Act, the filing fee of $82,178.32 relating to $745,719,805 of the Unsold Shelf Securities under the Prospectus Supplement, which was paid under the Prospectus Supplement, will continue to be applied to the registrant’s total registration fee. Accordingly, there is no registration fee due.