0000950142-20-002300.txt : 20200923 0000950142-20-002300.hdr.sgml : 20200923 20200923180112 ACCESSION NUMBER: 0000950142-20-002300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200922 FILED AS OF DATE: 20200923 DATE AS OF CHANGE: 20200923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Platt Michael Edward CENTRAL INDEX KEY: 0001780001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39523 FILM NUMBER: 201192908 MAIL ADDRESS: STREET 1: C/O BLUECREST CAPITAL MANAGEMENT STREET 2: G FL, HARBOUR REACH, LA RUE DE CARTERET CITY: ST HELIER STATE: Y9 ZIP: JE2 4HR ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: North Mountain Merger Corp. CENTRAL INDEX KEY: 0001819157 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 851960216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: (646) 446-2700 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 4 1 es200100552_4-bcnmmc.xml OWNERSHIP DOCUMENT X0306 4 2020-09-22 0 0001819157 North Mountain Merger Corp. NMMC 0001780001 Platt Michael Edward C/O NORTH MOUNTAIN MERGER CORP. 767 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10153 0 0 1 0 Class A common stock, $0.0001 par value 2020-09-22 4 P 0 1138500 A 1138500 I See footnote Warrants 11.50 2020-09-22 4 P 0 569250 11.50 A Class A Common Stock 569250 I See footnote BlueCrest Capital Management Limited (the "Investment Manager") serves as investment manager to Millais Limited, a Cayman Islands limited company (the "Fund"), with respect to any securities held for the account of the Fund. The Investment Manager is a company organized under the laws of Jersey, Channel Islands, operating solely out of Jersey, Channel Islands. Michael E. Platt (the "Reporting Person") serves as principal, director and control person of the Investment Manager with respect to any securities held for the account of the Fund. On September 22, 2020, the Investment Manager acquired 1,138,500 units, held for the account of the Fund, with each unit (a "Unit") consisting of (i) one share of Class A common stock, par value $0.0001 per share (the "Class A common stock") of North Mountain Merger Corp. (the "Company") and (ii) one half of one warrant (the "Warrants"). Each whole warrant is initially exercisable for one share of Class A common stock at an exercise price of $11.50 per share of Class A common stock, subject to certain adjustments. The Warrants may be exercised only during the period (i) commencing on the later of (a) date that is 30 days after the first date on which the Company completes a business combination and (ii) expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. The Units were purchased in a single transaction at a price of $10.00. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities in excess of such Reporting Person's pecuniary interest therein. /s/ Steve Pariente, as attorney-in-fact 2020-09-23