0000950142-20-002300.txt : 20200923
0000950142-20-002300.hdr.sgml : 20200923
20200923180112
ACCESSION NUMBER: 0000950142-20-002300
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200922
FILED AS OF DATE: 20200923
DATE AS OF CHANGE: 20200923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Platt Michael Edward
CENTRAL INDEX KEY: 0001780001
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39523
FILM NUMBER: 201192908
MAIL ADDRESS:
STREET 1: C/O BLUECREST CAPITAL MANAGEMENT
STREET 2: G FL, HARBOUR REACH, LA RUE DE CARTERET
CITY: ST HELIER
STATE: Y9
ZIP: JE2 4HR
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: North Mountain Merger Corp.
CENTRAL INDEX KEY: 0001819157
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 851960216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: (646) 446-2700
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
es200100552_4-bcnmmc.xml
OWNERSHIP DOCUMENT
X0306
4
2020-09-22
0
0001819157
North Mountain Merger Corp.
NMMC
0001780001
Platt Michael Edward
C/O NORTH MOUNTAIN MERGER CORP.
767 FIFTH AVENUE, 9TH FLOOR
NEW YORK
NY
10153
0
0
1
0
Class A common stock, $0.0001 par value
2020-09-22
4
P
0
1138500
A
1138500
I
See footnote
Warrants
11.50
2020-09-22
4
P
0
569250
11.50
A
Class A Common Stock
569250
I
See footnote
BlueCrest Capital Management Limited (the "Investment Manager") serves as investment manager to Millais Limited, a Cayman Islands limited company (the "Fund"), with respect to any securities held for the account of the Fund. The Investment Manager is a company organized under the laws of Jersey, Channel Islands, operating solely out of Jersey, Channel Islands. Michael E. Platt (the "Reporting Person") serves as principal, director and control person of the Investment Manager with respect to any securities held for the account of the Fund.
On September 22, 2020, the Investment Manager acquired 1,138,500 units, held for the account of the Fund, with each unit (a "Unit") consisting of (i) one share of Class A common stock, par value $0.0001 per share (the "Class A common stock") of North Mountain Merger Corp. (the "Company") and (ii) one half of one warrant (the "Warrants"). Each whole warrant is initially exercisable for one share of Class A common stock at an exercise price of $11.50 per share of Class A common stock, subject to certain adjustments. The Warrants may be exercised only during the period (i) commencing on the later of (a) date that is 30 days after the first date on which the Company completes a business combination and (ii) expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. The Units were purchased in a single transaction at a price of $10.00.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities in excess of such Reporting Person's pecuniary interest therein.
/s/ Steve Pariente, as attorney-in-fact
2020-09-23