-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MuWpax0MRy/ug7ZP4WtA+O4JiaXc/mFisGDwKn7QVX01iT/gcVGVZCAppLcngalx P98AARzawlnVcw9ykcEZiw== 0000950168-01-500080.txt : 20010421 0000950168-01-500080.hdr.sgml : 20010421 ACCESSION NUMBER: 0000950168-01-500080 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAROLINA POWER & LIGHT CO CENTRAL INDEX KEY: 0000017797 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560165465 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: SEC FILE NUMBER: 040-00527 FILM NUMBER: 1606154 BUSINESS ADDRESS: STREET 1: 411 FAYETTEVILLE ST CITY: RALEIGH STATE: NC ZIP: 27601 BUSINESS PHONE: 9195466111 U-6B-2 1 formu6b2_44493.txt FORM U-6B-2 Securities and Exchange Commission Washington, DC Form U-6B-2 Certificate of Notification Carolina Power & Light Company 410 S. Wilmington Street Raleigh, NC 27602 Filed by a registered holding company or subsidiary thereof pursuant to Rule U-20-(d) [Reg. Section 250.20, paragraph 36,652] or U-47 [Reg. Section 250.47, paragraph 36,620] adopted under the Public Utility Holding Company Act of 1935. Certificate is filed by Carolina Power & Light Company This certificate is notice that the above named company has issued, renewed, or guaranteed the security or securities described herein, which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Public Utility Holding Company Act of 1935, and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48, [Reg.Section 250.48, paragraph 36,621]. REQUIREMENTS: 1. Type of the security or securities. ----------------------------------- Medium-Term Notes 2. Issue, renewal or guaranty. --------------------------- Issuance 3. Principal amount of each security. ---------------------------------- $300,000,000 4. Rate of interest per annum of each security. -------------------------------------------- 6.650% 5. Date of issue, renewal or guaranty of each security. ---------------------------------------------------- April 9, 2001 6. If renewal of security, give date of original issue. ---------------------------------------------------- N/A 7. Date of maturity of each security. ---------------------------------- (In case of demand notes, indicate "on demand"). ------------------------------------------------------- April 1, 2008 8. Name of the person to whom each security was issued, renewed or ----------------------------------------------------------------------- guaranteed. ----------- Chase Securities, Inc., First Union Securities, Inc., Mellon Financial Markets, LLC, and PNC Capital Markets, Inc. acted as underwriters. 9. Collateral given with each security, if any. -------------------------------------------- None 10. Consideration received for each security. ----------------------------------------- Cash 11. Application of proceeds of each security. ----------------------------------------- Proceeds were used to reduce the outstanding balance of the issuer's commercial paper and other short-term indebtedness, and for general corporate purposes. 12. Indicate by a check after the applicable statement below whether the ----------------------------------------------------------------------- issue, renewal or guaranty of each security was exempt from the ----------------------------------------------------------------------- provisions of Section 6(a) because of: -------------------------------------- a. The provision contained in the first sentence of Section 6(b)|_| b. The provisions contained in the fourth sentence of Section 6(b)|_| c. The provisions contained in any rule of the Commission other than Rule U-48 |X| 13. If the security or securities were exempt from the provisions of ----------------------------------------------------------------------- Section 6(a) by virtue of the first sentence of Section 6(b), give the ----------------------------------------------------------------------- figures which indicate that the security or securities aggregate ----------------------------------------------------------------------- (together with all other than outstanding notes and drafts of a ----------------------------------------------------------------------- maturity of nine months or less, exclusive of days of grace, as to ----------------------------------------------------------------------- which company is primarily or secondarily liable) not more than 5 per ----------------------------------------------------------------------- centum of the principal amount and par value of the other securities of ----------------------------------------------------------------------- such company then outstanding. (Demand notes, regardless of how long ----------------------------------------------------------------------- they may have been outstanding shall be considered as maturing in not ----------------------------------------------------------------------- more than nine months for the purposes of the exemption from Section ----------------------------------------------------------------------- 6(a) of the Act granted by the first sentence of Section 6(b). -------------------------------------------------------------- N/A 14. If the security or securities are exempt from the provisions of Section ----------------------------------------------------------------------- 6(a) because of the fourth sentence of Section 6(B), name the security ----------------------------------------------------------------------- outstanding on January 1, 1935, pursuant to the terms of which the ----------------------------------------------------------------------- security or securities herein described have been issued. --------------------------------------------------------- N/A 15. If the security or securities are exempt from the provisions of Section ----------------------------------------------------------------------- 6(a) because of any rule of the Commission other than Rule U-48 (Reg. ----------------------------------------------------------------------- Section 250.48, paragraph 36,621) designate the rule under which ----------------------------------------------------------------------- exemption is claimed. --------------------- Rule 52(a) Carolina Power & Light Company By: /s/ ----------------------------- Thomas R. Sullivan Treasurer Date: April 19, 2001 -----END PRIVACY-ENHANCED MESSAGE-----