-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, fyGDFBcgaeXaKNlP8zLy3ju7Qh3oAP6I0lN0jBzcqAXgcOiBEOno22U64Cpz9LEC 7ysWUGo17eq8q68KGPbVpw== 0000950144-94-000406.txt : 19940215 0000950144-94-000406.hdr.sgml : 19940215 ACCESSION NUMBER: 0000950144-94-000406 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 GROUP MEMBERS: WACHOVIA BANK OF NORTH CAROLINA, NA GROUP MEMBERS: WACHOVIA CORP/ NC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAROLINA POWER & LIGHT CO CENTRAL INDEX KEY: 0000017797 STANDARD INDUSTRIAL CLASSIFICATION: 4911 IRS NUMBER: 560165465 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-30136 FILM NUMBER: 94507698 BUSINESS ADDRESS: STREET 1: 411 FAYETTEVILLE ST CITY: RALEIGH STATE: NC ZIP: 27601 BUSINESS PHONE: 9195466111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP/ NC CENTRAL INDEX KEY: 0000774203 STANDARD INDUSTRIAL CLASSIFICATION: 6021 IRS NUMBER: 561473727 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 301 N MAIN STREET CITY: WINSTON SALEM STATE: NC ZIP: 27150 BUSINESS PHONE: 9197705000 MAIL ADDRESS: STREET 1: 191 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30303 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WACHOVIA CORP DATE OF NAME CHANGE: 19910603 SC 13G/A 1 CAROLINA POWER & LIGHT 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6 ) Carolina Power & Light Company ----------------------------------------- (NAME OF ISSUER) Common ------------------------------------------ (TITLE OF CLASS OF SECURITIES) 144141108 ------------------------------------------- (CUSIP NUMBER) CHECK THE FOLLOWING BOX IF A FEE IS BEING PAID WITH THIS STATEMENT / / Page 1 of 7 2 (1) Names of Reporting Persons S.S. or I.R.S. Wachovia Corporation Identification Nos. of Above Persons 56-1473727 (2) Check the Appropriate Box if a Member of a Group (See (A) N/A Instructions) (B) N/A (3) SEC Use Only (4) Citizenship or Place of Organization North Carolina Number of Shares (5) Sole Voting Power 619,475.00 Beneficially (6) Shared Voting Power 23,902,552.00 Owned by Each (7) Sole Dispositive Power 443,919.00 Reporting Person (8) Shared Dispositive Power 156,462.00 With (9) Aggregate Amount Beneficially Owned by Each Reporting Person 24,561,578.00 (10) Check if Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions) (11) Percent of Class Represented by Amount in Row 9 15.3% (12) Type of Reporting Person (See Instructions) HC/Trustee
Page 2 of 7 3 (1) Names of Reporting Persons S.S. or I.R.S. Wachovia Bank of North Carolina, NA Identification Nos. of Above Persons 56-0927594 (2) Check the Appropriate Box if a Member of a Group (See (A) N/A Instructions) (B) N/A (3) SEC Use Only (4) Citizenship or Place of Organization United States Number of Shares (5) Sole Voting Power 485,606.00 Beneficially (6) Shared Voting Power 23,858,658.00 Owned by Each (7) Sole Dispositive Power 318,836.00 Reporting Person (8) Shared Dispositive Power 139,152.00 With (9) Aggregate Amount Beneficially Owned by Each Reporting Person 24,380,381.00 (10) Check if Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions) (11) Percent of Class Represented by Amount in Row 9 15.2% (12) Type of Reporting Person (See Instructions) Bank/Trustee
Page 3 of 7 4 ITEM 1 (A) NAME OF ISSUER: Carolina Power & Light Company ITEM 1 (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 411 Fayetteville Street Mall Raleigh, North Carolina 27602 ITEM 2 (A) NAME OF PERSON FILING: A. Wachovia Corporation B. Wachovia Bank of North Carolina, NA ITEM 2 (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE: A. 301 North Main Street Winston-Salem, North Carolina 27150-3099 B. 301 North Main Street Winston-Salem, North Carolina 27150-3099 ITEM 2 (C) CITIZENSHIP: A. North Carolina B. United States ITEM 2 (D) TITLE OF CLASS OF SECURITIES: Common ITEM 2 (E) CUSIP NUMBER: 144141108 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-3(B), CHECK WHETHER THE PERSON FILING IS A: (A) ( ) BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT (B) (X) BANK AS DEFINED IN SECTION 3(A)(6) OF THE ACT (Wachovia Bank of North Carolina, NA) (C) ( ) INSURANCE COMPANY AS DEFINED IN SECTION 3(A)(19) OF THE ACT (D) ( ) INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT (E) ( ) INVESTMENT ADVISER REGISTERED UNDER SECTION 203 OF THE INVESTMENT ADVISERS ACT OF 1940
Page 4 of 7 5 (F) ( ) EMPLOYEE BENEFIT PLAN, PENSION FUND WHICH IS SUBJECT TO THE PROVISIONS OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 OR ENDOWMENT FUND; SEE 240.13D-1(B)(1)(II)(F) (G) (X) PARENT HOLDING COMPANY, IN ACCORDANCE WITH 240.13D-1(B)(II)(G) (NOTE: SEE ITEM 7) (Wachovia Corporation) (H) ( ) GROUP, IN ACCORDANCE WITH 240.13D-1(B)(1)(II)(H) ITEM 4 OWNERSHIP. IF THE PERCENT OF THE CLASS OWNED, AS OF DECEMBER 31 OF THE YEAR COVERED BY THE STATEMENT, OR AS OF THE LAST DAY OF ANY MONTH DESCRIBED IN RULE 13D-1 (B)(2), IF APPLICABLE, EXCEEDS FIVE PERCENT, PROVIDE THE FOLLOWING INFORMATION AS OF THAT DATE AND IDENTIFY THOSE SHARES WHICH THERE IS A RIGHT TO ACQUIRE. A. WACHOVIA CORPORATION (A) AMOUNT BENEFICIALLY OWNED: 24,561,578.00 --------------- (B) PERCENT OF CLASS: 15.3% ---------------- (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE 619,475.00 --------------- (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE 23,902,552.00 --------------- (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 443,919.00 --------------- (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 156,462.00 --------------- B. WACHOVIA BANK OF NORTH CAROLINA, NA (A) AMOUNT BENEFICIALLY OWNED: 24,380,381.00 --------------- (B) PERCENT OF CLASS: 15.2% ---------------- (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE 485,606.00 --------------- (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE 23,858,658.00 --------------- (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 318,836.00 --------------- (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 139,152.00 ---------------
Page 5 of 7 6 ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. The securities to which this report relates are held by Wachovia Bank of North Carolina, NA, Wachovia Bank of Georgia, NA and The South Carolina National Bank as trustees. This filing should not be construed as an admission that the trustees or their parent, Wachovia Corporation, are, for the purposes of Section 13(d) or 13(g) of the Act, beneficial owners of any securities covered by this statement. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9 NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10 CERTIFICATION: BY SIGNING BELOW, I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT.
SIGNATURE AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. DATE: February 14, 1994 FOR: Wachovia Corporation BY: /s/ Hugh M. Durden ---------------------------------------- Hugh M. Durden, Executive Vice President Page 6 of 7 7 CERTIFICATION: BY SIGNING BELOW, I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT. SIGNATURE AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. DATE: February 14, 1994 FOR: Wachovia Bank of North Carolina, NA BY: /s/ Marianne B. Price -------------------------------------------- Marianne B. Price, Senior Vice President Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----