0001779372-22-000021.txt : 20220617 0001779372-22-000021.hdr.sgml : 20220617 20220617185924 ACCESSION NUMBER: 0001779372-22-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220615 FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baumel Alan CENTRAL INDEX KEY: 0001900685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41060 FILM NUMBER: 221025520 MAIL ADDRESS: STREET 1: 2118 WALSH AVE STREET 2: SUITE 210 CITY: SANTA CLARA STATE: CA ZIP: 94050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HeartBeam, Inc. CENTRAL INDEX KEY: 0001779372 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 474881450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2118 WALSH AVE., SUITE 210 CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 408-899-4443 MAIL ADDRESS: STREET 1: 2118 WALSH AVE., SUITE 210 CITY: SANTA CLARA STATE: CA ZIP: 95050 4 1 wf-form4_165550675086939.xml FORM 4 X0306 4 2022-06-15 0 0001779372 HeartBeam, Inc. BEAT 0001900685 Baumel Alan 2118 WALSH AVE, SUITE 210 SANTA CLARA CA 95050 0 1 0 0 Chief Operating Officer Stock option (right to buy) 1.3 2022-06-15 4 A 0 38000 0 A 2023-06-15 2032-06-15 Common Stock 38000.0 38000 D The options ("Options") have been issued from the 2022 Executive Incentive Plan, that was approved at the Annual Shareholder Meeting held on June 15, 2022. The Option will vest and become exercisable with respect to 25% of the shares starting June 15, 2023 and one forty-eighth (1/48th) of the shares shall vest each calendar month thereafter on the same day of the month as the first vesting date, such that 100% of the shares shall be fully vested and exercisable on June 15, 2027. All Options shall accelerate and vest in full upon the Company's termination of the Reporting Person's engagement with the Company following a change in control. /s/ Alan Baumel 2022-06-17