0001779372-22-000021.txt : 20220617
0001779372-22-000021.hdr.sgml : 20220617
20220617185924
ACCESSION NUMBER: 0001779372-22-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220615
FILED AS OF DATE: 20220617
DATE AS OF CHANGE: 20220617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baumel Alan
CENTRAL INDEX KEY: 0001900685
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41060
FILM NUMBER: 221025520
MAIL ADDRESS:
STREET 1: 2118 WALSH AVE
STREET 2: SUITE 210
CITY: SANTA CLARA
STATE: CA
ZIP: 94050
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HeartBeam, Inc.
CENTRAL INDEX KEY: 0001779372
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 474881450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2118 WALSH AVE., SUITE 210
CITY: SANTA CLARA
STATE: CA
ZIP: 95050
BUSINESS PHONE: 408-899-4443
MAIL ADDRESS:
STREET 1: 2118 WALSH AVE., SUITE 210
CITY: SANTA CLARA
STATE: CA
ZIP: 95050
4
1
wf-form4_165550675086939.xml
FORM 4
X0306
4
2022-06-15
0
0001779372
HeartBeam, Inc.
BEAT
0001900685
Baumel Alan
2118 WALSH AVE, SUITE 210
SANTA CLARA
CA
95050
0
1
0
0
Chief Operating Officer
Stock option (right to buy)
1.3
2022-06-15
4
A
0
38000
0
A
2023-06-15
2032-06-15
Common Stock
38000.0
38000
D
The options ("Options") have been issued from the 2022 Executive Incentive Plan, that was approved at the Annual Shareholder Meeting held on June 15, 2022.
The Option will vest and become exercisable with respect to 25% of the shares starting June 15, 2023 and one forty-eighth (1/48th) of the shares shall vest each calendar month thereafter on the same day of the month as the first vesting date, such that 100% of the shares shall be fully vested and exercisable on June 15, 2027. All Options shall accelerate and vest in full upon the Company's termination of the Reporting Person's engagement with the Company following a change in control.
/s/ Alan Baumel
2022-06-17