0001213900-23-057567.txt : 20230717 0001213900-23-057567.hdr.sgml : 20230717 20230717215938 ACCESSION NUMBER: 0001213900-23-057567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230713 FILED AS OF DATE: 20230717 DATE AS OF CHANGE: 20230717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Kenneth Warwick III CENTRAL INDEX KEY: 0001981293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41060 FILM NUMBER: 231092937 MAIL ADDRESS: STREET 1: 2118 WALSH AVENUE, SUITE 210 CITY: SANTA CLARA STATE: CA ZIP: 95050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HeartBeam, Inc. CENTRAL INDEX KEY: 0001779372 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 474881450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2118 WALSH AVE., SUITE 210 CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 408-899-4443 MAIL ADDRESS: STREET 1: 2118 WALSH AVE., SUITE 210 CITY: SANTA CLARA STATE: CA ZIP: 95050 4 1 ownership.xml OWNERSHIP DOCUMENT X0508 4 2023-07-13 0 0001779372 HeartBeam, Inc. BEAT 0001981293 Nelson Kenneth Warwick III 2118 WALSH AVE, SUITE 210 SANTA CLARA CA 95050 1 0 0 0 0 Common Stock 2023-07-13 4 A 0 23961 0 A 93962 D These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of July 13, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date. /s/ Kenneth Warwick-Nelson III 2023-07-17