0001213900-23-057567.txt : 20230717
0001213900-23-057567.hdr.sgml : 20230717
20230717215938
ACCESSION NUMBER: 0001213900-23-057567
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230713
FILED AS OF DATE: 20230717
DATE AS OF CHANGE: 20230717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Kenneth Warwick III
CENTRAL INDEX KEY: 0001981293
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41060
FILM NUMBER: 231092937
MAIL ADDRESS:
STREET 1: 2118 WALSH AVENUE, SUITE 210
CITY: SANTA CLARA
STATE: CA
ZIP: 95050
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HeartBeam, Inc.
CENTRAL INDEX KEY: 0001779372
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 474881450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2118 WALSH AVE., SUITE 210
CITY: SANTA CLARA
STATE: CA
ZIP: 95050
BUSINESS PHONE: 408-899-4443
MAIL ADDRESS:
STREET 1: 2118 WALSH AVE., SUITE 210
CITY: SANTA CLARA
STATE: CA
ZIP: 95050
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0508
4
2023-07-13
0
0001779372
HeartBeam, Inc.
BEAT
0001981293
Nelson Kenneth Warwick III
2118 WALSH AVE, SUITE 210
SANTA CLARA
CA
95050
1
0
0
0
0
Common Stock
2023-07-13
4
A
0
23961
0
A
93962
D
These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of July 13, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.
/s/ Kenneth Warwick-Nelson III
2023-07-17