0001172661-22-002417.txt : 20221114 0001172661-22-002417.hdr.sgml : 20221114 20221114103851 ACCESSION NUMBER: 0001172661-22-002417 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cohen & Co Financial Management, LLC CENTRAL INDEX KEY: 0001778536 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21305 FILM NUMBER: 221381856 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 646-965-8215 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001778536 XXXXXXXX 09-30-2022 09-30-2022 false Cohen & Co Financial Management, LLC

3 Columbus Circle 24th Floor New York NY 10019

13F HOLDINGS REPORT 028-21305 N Tina P. Shaw 646-792-5638 /s/ Tina P. Shaw New York NY 11-14-2022 0 28 57892 INFORMATION TABLE 2 infotable.xml AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 4950 500000 SH SOLE 500000 0 0 AFTERNEXT HEALTHTECH ACQUISI SHS CL A G01109100 979 100000 SH SOLE 100000 0 0 ALTIMETER GROWTH CORP 2 COM CL A G0371B109 1865 188216 SH SOLE 188216 0 0 CACTUS ACQUISITION CORP 1 LT CLASS A ORD G1745A108 2014 200000 SH SOLE 200000 0 0 CANO HEALTH INC *W EXP 06/03/202 13781Y111 792 300000 SH SOLE 300000 0 0 CARTICA ACQUISITION CORP CLASS A ORD SHS G1995D109 1261 124988 SH SOLE 124988 0 0 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 1727 175737 SH SOLE 175737 0 0 DRAGONEER GROWTH OPT CORP II CL A SHS G28315102 3339 341023 SH SOLE 341023 0 0 EF HUTTON ACQUISITION CORP I UNIT 11/18/2027 28201D208 2500 250022 SH SOLE 250022 0 0 ENPHYS ACQUISITION CORP CL A ORD SHS G3167L109 1463 150000 SH SOLE 150000 0 0 FIFTH WALL ACQUISITN CORP II CLASS A ORD SHS G34142102 2947 299500 SH SOLE 299500 0 0 FRONTIER INVESTMENT CORP CLASS A ORD SHS G36816109 984 100000 SH SOLE 100000 0 0 ICONIC SPORTS ACQUISITION CO CL A ORD SHS G4712C107 1085 106882 SH SOLE 106882 0 0 IGNYTE ACQUISITION CORP *W EXP 01/05/202 45175H114 35 409629 SH SOLE 409629 0 0 INFINITE ACQUISITION CORP CL A ORD SHS G48028107 2115 211837 SH SOLE 211837 0 0 INTEGRATED WELLNESS ACQ CORP ORD SHS CL A G4828B100 1011 100000 SH SOLE 100000 0 0 INVESTCORP EUROPE ACQUISITIO CLASS A ORD SHS G4923T105 2022 200000 SH SOLE 200000 0 0 IONQ INC *W EXP 99/99/999 46222L116 106 100000 SH SOLE 100000 0 0 KNIGHTSWAN ACQUISITION CORP *W EXP 99/99/999 499103117 3 22251 SH SOLE 22251 0 0 LAKESHORE ACQUISITION II COR ORDINARY SHARES G5352N105 2513 250000 SH SOLE 250000 0 0 MONUMENT CIRCLE ACQUISITN CO UNIT 01/14/2026 61531M200 991 100000 SH SOLE 100000 0 0 PATHFINDER ACQUISITION CORP CL A G04119106 2302 231711 SH SOLE 231711 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 258 129529 SH SOLE 129529 0 0 PRIME IMPACT ACQUISITION I SHS CL A G61074103 5530 549724 SH SOLE 549724 0 0 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 33 205924 SH SOLE 205924 0 0 RUBICON TECHNOLOGIES INC CL A COM 78112J109 5694 2673357 SH SOLE 2673357 0 0 SHF HOLDINGS INC CLASS A COM 824430102 7009 1002669 SH SOLE 1002669 0 0 VAHANNA TECH EDGE ACQSTN I C CLASS A ORD G9320Z109 2364 235000 SH SOLE 235000 0 0