0001172661-22-001333.txt : 20220516 0001172661-22-001333.hdr.sgml : 20220516 20220516092441 ACCESSION NUMBER: 0001172661-22-001333 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cohen & Co Financial Management, LLC CENTRAL INDEX KEY: 0001778536 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21305 FILM NUMBER: 22925983 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 646-965-8215 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001778536 XXXXXXXX 03-31-2022 03-31-2022 false Cohen & Co Financial Management, LLC

3 Columbus Circle 24th Floor New York NY 10019

13F HOLDINGS REPORT 028-21305 N Tina P. Shaw 646-792-5638 /s/ Tina P. Shaw New York NY 05-16-2022 0 79 13992 INFORMATION TABLE 2 infotable.xml CF ACQUISITION CORP VI COM CL A 12521J103 1564 131800 SH SOLE 131800 0 0 INSU ACQUISITION CORP III *W EXP 12/31/202 457817112 61 302582 SH SOLE 302582 0 0 THE MUSIC ACQUISITION CORP *W EXP 02/05/202 62752R118 111 500000 SH SOLE 500000 0 0 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 20 100000 SH SOLE 100000 0 0 GO ACQUISITION CORP *W EXP 08/31/202 362019119 45 250000 SH SOLE 250000 0 0 INDEPENDENCE HOLDINGS CORP UNIT 03/02/2026 G4761A119 46 100000 SH SOLE 100000 0 0 EMERGING MARKETS HORIZON COR *W EXP 11/16/202 G3033X121 16 101409 SH SOLE 101409 0 0 HUDSON EXECUTIVE INVES III *W EXP 02/22/202 44376L115 15 39179 SH SOLE 39179 0 0 FTAC EMERALD ACQUISITION COR *W EXP 10/19/202 29103K118 4 10000 SH SOLE 10000 0 0 E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 38 225000 SH SOLE 225000 0 0 ARCTOS NORTHSTAR ACQUIS CORP *W EXP 99/99/999 G0477L126 35 100000 SH SOLE 100000 0 0 JUNIPER II CORP *W EXP 99/99/999 48203N111 20 50000 SH SOLE 50000 0 0 DISRUPTIVE ACQUISITION CORP *W EXP 03/06/202 G2770Y128 18 72308 SH SOLE 72308 0 0 AVANTI ACQUISITION CORP *W EXP 99/99/999 G0682V125 50 190445 SH SOLE 190445 0 0 D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 17 56798 SH SOLE 56798 0 0 HUMANCO ACQUISITION CORP *W EXP 99/99/999 44487N117 24 74605 SH SOLE 74605 0 0 ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 3 10000 SH SOLE 10000 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 16 63068 SH SOLE 63068 0 0 ALPHA TAU MEDICAL LTD *W EXP 03/07/202 M0740A116 93 151700 SH SOLE 151700 0 0 EXECUTIVE NETWORK PARTNERING *W EXP 09/25/202 30158L118 18 55855 SH SOLE 55855 0 0 KL ACQUISITION CORP *W EXP 01/12/202 49837C117 22 100000 SH SOLE 100000 0 0 ARGUS CAPITAL CORP *W EXP 08/31/202 04026L113 118 250000 SH SOLE 250000 0 0 KINS TECHNOLOGY GROUP INC *W EXP 10/14/202 49714K117 30 230669 SH SOLE 230669 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 62 239047 SH SOLE 239047 0 0 DIAMONDHEAD HOLDINGS CORP CL A 25278L105 17 50000 SH SOLE 50000 0 0 JATT ACQUISITION CORP *W EXP 07/19/202 G50752123 36 83266 SH SOLE 83266 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 60 121927 SH SOLE 121927 0 0 MISSION ADVANCEMENT CORP *W EXP 03/05/202 60501L119 6 25000 SH SOLE 25000 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 35 139496 SH SOLE 139496 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 31 100000 SH SOLE 100000 0 0 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 21 48604 SH SOLE 48604 0 0 BEARD ENERGY TRANSITION ACQ *W EXP 99/99/999 07402Q119 35 100000 SH SOLE 100000 0 0 7 ACQUISITION CORPORATION *W EXP 11/05/202 G80694113 8 27850 SH SOLE 27850 0 0 PIONEER MERGER CORP UNIT 99/99/9999 G7S24C129 889 129529 SH SOLE 129529 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 30 91519 SH SOLE 91519 0 0 HH&L ACQUISITION CO *W EXP 02/04/202 G39714129 25 100000 SH SOLE 100000 0 0 DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 53 262850 SH SOLE 262850 0 0 EPIPHANY TECHNOLOGY ACQUISIT *W EXP 01/12/202 29429X117 8 24628 SH SOLE 24628 0 0 GORES GUGGENHEIM INC CLASS A COM 38286Q107 2974 261594 SH SOLE 261594 0 0 ENTERPRISE 4.0 TEC ACQSTN CO *W EXP 10/21/202 G3137C114 37 100000 SH SOLE 100000 0 0 KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 35 199638 SH SOLE 199638 0 0 CONX CORP *W EXP 10/30/202 212873111 15 35000 SH SOLE 35000 0 0 MONUMENT CIRCLE ACQUISITN CO UNIT 01/14/2026 61531M200 993 100000 SH SOLE 100000 0 0 DHC ACQUISITION CORP UNIT 02/25/2026 G2758T125 1970 200000 SH SOLE 200000 0 0 CIIG CAPITAL PARTNERS II INC *W EXP 02/28/202 12561U117 28 72405 SH SOLE 72405 0 0 FORTRESS CAPITAL ACQUISITION *W EXP 99/99/999 G36427121 20 49139 SH SOLE 49139 0 0 AXONPRIME INFRSTCTR AQSTN CO *W EXP 05/31/202 05467C116 45 99992 SH SOLE 99992 0 0 PATHFINDER ACQUISITION CORP *W EXP 02/19/202 G04119122 37 100000 SH SOLE 100000 0 0 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D104 35 50000 SH SOLE 50000 0 0 AHREN ACQUISITION CORP *W EXP 12/09/202 G01322125 28 93005 SH SOLE 93005 0 0 FIRST LT ACQUISITION GROUP I *W EXP 03/14/202 320703119 25 69847 SH SOLE 69847 0 0 ATLAS CREST INVESTMENT CORP *W EXP 02/03/202 049287113 83 250000 SH SOLE 250000 0 0 INFINITE ACQUISITION CORP *W EXP 11/23/202 G48028123 33 100000 SH SOLE 100000 0 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 24 100000 SH SOLE 100000 0 0 HAMILTON LANE ALLIANCE HLDGS *W EXP 01/12/202 40749M111 54 200000 SH SOLE 200000 0 0 GLOBAL TECHNOLGY ACQSTN CORP *W EXP 10/19/202 G3934N115 35 100000 SH SOLE 100000 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 20 43478 SH SOLE 43478 0 0 ARES ACQUISITION CORPORATION *W EXP 99/99/999 G33032122 52 126241 SH SOLE 126241 0 0 FORTISTAR SUSTAINABLE SOL CO *W EXP 01/14/202 34962M114 8 25000 SH SOLE 25000 0 0 CONCORD ACQUISITION CORP III *W EXP 99/99/999 20607V114 51 130000 SH SOLE 130000 0 0 EAST STONE ACQUISITION CORP SHS G2911D108 1037 100000 SH SOLE 100000 0 0 FAR PEAK ACQUISITION CORP SHS CL A G3312L103 596 60000 SH SOLE 60000 0 0 ALTITUDE ACQUISITION CORP *W EXP 11/30/202 02156Y111 34 200000 SH SOLE 200000 0 0 REE AUTOMOTIVE LTD CLASS A ORD SHS M8287R103 172 90652 SH SOLE 90652 0 0 STRATIM CLOUD ACQUISITION CO *W EXP 03/05/202 86309R115 20 100000 SH SOLE 100000 0 0 SHELTER ACQUISITION CORP I *W EXP 02/25/202 822821112 6 17759 SH SOLE 17759 0 0 TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 30 150000 SH SOLE 150000 0 0 VECTOIQ ACQUISITION CORP II *W EXP 01/07/202 92244F117 45 100000 SH SOLE 100000 0 0 PROSPECTOR CAPITAL CORP *W EXP 01/11/202 G7273A113 85 300000 SH SOLE 300000 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 72 172331 SH SOLE 172331 0 0 TISHMAN SPEYER INNOVATION CO *W EXP 02/11/202 88825H118 4 10805 SH SOLE 10805 0 0 SENIOR CONNECT ACQUISITN COR *W EXP 12/31/202 81723H116 45 250000 SH SOLE 250000 0 0 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 27 100000 SH SOLE 100000 0 0 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 27 100000 SH SOLE 100000 0 0 TERRAN ORBITAL CORPORATION *W EXP 03/25/202 88105P111 25 50000 SH SOLE 50000 0 0 PROVIDENT ACQUISITION CORP *W EXP 01/08/202 G7282L126 21 50000 SH SOLE 50000 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 39 150000 SH SOLE 150000 0 0 SPRING VY ACQUISITION CORP CL A G8377A108 1388 137500 SH SOLE 137500 0 0 UTA ACQUISITION CORPORATION *W EXP 10/30/202 G9473A117 17 53168 SH SOLE 53168 0 0