0001209191-23-021468.txt : 20230329
0001209191-23-021468.hdr.sgml : 20230329
20230329104624
ACCESSION NUMBER: 0001209191-23-021468
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230327
FILED AS OF DATE: 20230329
DATE AS OF CHANGE: 20230329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stauffer Keith
CENTRAL INDEX KEY: 0001900662
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56363
FILM NUMBER: 23772636
MAIL ADDRESS:
STREET 1: 3610 MAVIS ROAD
CITY: MISSISSAUGA
STATE: A6
ZIP: L5C 1W2
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TerrAscend Corp.
CENTRAL INDEX KEY: 0001778129
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3610 MAVIS ROAD
CITY: MISSISSAUGA
STATE: A6
ZIP: L5B 4A7
BUSINESS PHONE: 855 837-7295
MAIL ADDRESS:
STREET 1: 3610 MAVIS ROAD
CITY: MISSISSAUGA
STATE: A6
ZIP: L5B 4A7
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-03-27
0
0001778129
TerrAscend Corp.
TRSSF
0001900662
Stauffer Keith
C/O TERRASCEND CORP.
3610 MAVIS ROAD
MISSISSAUGA
A6
L5C 1W2
ONTARIO, CANADA
0
1
0
0
CFO
0
Common Stock
2023-03-27
4
P
0
50000
1.44
A
63004
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.46 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Includes 13,004 restricted stock units ("RSUs") issued to the Reporting Person. The RSUs vest in three equal installments on March 25, 2022, March 25, 2023 and March 25, 2024, subject to continued service through each applicable vesting date.
Exhibit List - Exhibit 24 - Power of Attorney
By: /s/ Ari Unterman, Attorney-in-Fact
2023-03-29
EX-24
2
poa.txt
POA DOCUMENT
Exhibit 24
POWER OF ATTORNEY
(For Executing Form ID and Forms 3, 4 and 5)
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Eashaa Parekh and Cathy Rude of Cooley LLP, and Lynn Gefen and
Ari Unterman of TerrAscend Corp. (the "Company"), signing individually, the
undersigned's true and lawful attorneys-in-fact and agents to:
(1) Prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the Securities and Exchange Commission (the "SEC") a Form ID,
Uniform Application for Access Codes to File on EDGAR, including amendments
thereto, and any other documents necessary or appropriate to obtain codes and
passwords enabling the undersigned to make electronic filings with the SEC of
reports required by Section 16(a) of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), or any rule or regulation thereunder;
(2) Prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the SEC Form ID and Forms 3, 4 and 5 (including amendments thereto
and joint filing agreements in connection therewith) in accordance with Section
16(a) of the Exchange Act and the rules thereunder in the undersigned's capacity
as an officer, director or beneficial owner of more than 10% of a registered
class of securities of the Company;
(3) Do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to prepare and execute any such Form ID and Forms
3, 4 or 5 (including amendments thereto and joint filing agreements in
connection therewith) and file such forms with the SEC and any stock exchange,
self-regulatory association or any similar authority; and
(4) Take any other action of any type whatsoever in connection with the
foregoing that, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required of the undersigned, it being
understood that the documents executed by the attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as the attorney-in-fact may approve in the
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney in fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney in fact, or such attorney
in fact's substitute or substitutes, shall lawfully do or cause to be done by
virtue of this power of attorney and the rights and powers herein granted. The
undersigned acknowledges that the foregoing attorneys-in-fact, and their
substitutes, in serving in such capacity at the request of the undersigned, are
not assuming (nor is the Company assuming) any of the undersigned's
responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the earliest
to occur of (a) the undersigned is no longer required to file Form ID or Forms
3, 4 and 5 with respect to the undersigned's holdings of and transactions in
securities issued by the Company, (b) revocation by the undersigned in a signed
writing delivered to the Company and the foregoing attorneys-in fact or (c) as
to any attorney-in-fact individually, until such attorney-in-fact is no longer
employed by the Company or Cooley LLP, as applicable.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of the date written below.
Date: November 9, 2022
By: /s/ Keith Stauffer
Keith Stauffer