0001209191-23-021468.txt : 20230329 0001209191-23-021468.hdr.sgml : 20230329 20230329104624 ACCESSION NUMBER: 0001209191-23-021468 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230327 FILED AS OF DATE: 20230329 DATE AS OF CHANGE: 20230329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stauffer Keith CENTRAL INDEX KEY: 0001900662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56363 FILM NUMBER: 23772636 MAIL ADDRESS: STREET 1: 3610 MAVIS ROAD CITY: MISSISSAUGA STATE: A6 ZIP: L5C 1W2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TerrAscend Corp. CENTRAL INDEX KEY: 0001778129 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3610 MAVIS ROAD CITY: MISSISSAUGA STATE: A6 ZIP: L5B 4A7 BUSINESS PHONE: 855 837-7295 MAIL ADDRESS: STREET 1: 3610 MAVIS ROAD CITY: MISSISSAUGA STATE: A6 ZIP: L5B 4A7 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-27 0 0001778129 TerrAscend Corp. TRSSF 0001900662 Stauffer Keith C/O TERRASCEND CORP. 3610 MAVIS ROAD MISSISSAUGA A6 L5C 1W2 ONTARIO, CANADA 0 1 0 0 CFO 0 Common Stock 2023-03-27 4 P 0 50000 1.44 A 63004 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.46 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes 13,004 restricted stock units ("RSUs") issued to the Reporting Person. The RSUs vest in three equal installments on March 25, 2022, March 25, 2023 and March 25, 2024, subject to continued service through each applicable vesting date. Exhibit List - Exhibit 24 - Power of Attorney By: /s/ Ari Unterman, Attorney-in-Fact 2023-03-29 EX-24 2 poa.txt POA DOCUMENT Exhibit 24 POWER OF ATTORNEY (For Executing Form ID and Forms 3, 4 and 5) Know all by these presents, that the undersigned hereby constitutes and appoints each of Eashaa Parekh and Cathy Rude of Cooley LLP, and Lynn Gefen and Ari Unterman of TerrAscend Corp. (the "Company"), signing individually, the undersigned's true and lawful attorneys-in-fact and agents to: (1) Prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the Securities and Exchange Commission (the "SEC") a Form ID, Uniform Application for Access Codes to File on EDGAR, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any rule or regulation thereunder; (2) Prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the SEC Form ID and Forms 3, 4 and 5 (including amendments thereto and joint filing agreements in connection therewith) in accordance with Section 16(a) of the Exchange Act and the rules thereunder in the undersigned's capacity as an officer, director or beneficial owner of more than 10% of a registered class of securities of the Company; (3) Do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to prepare and execute any such Form ID and Forms 3, 4 or 5 (including amendments thereto and joint filing agreements in connection therewith) and file such forms with the SEC and any stock exchange, self-regulatory association or any similar authority; and (4) Take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required of the undersigned, it being understood that the documents executed by the attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as the attorney-in-fact may approve in the attorney-in-fact's discretion. The undersigned hereby grants to each such attorney in fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney in fact, or such attorney in fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, and their substitutes, in serving in such capacity at the request of the undersigned, are not assuming (nor is the Company assuming) any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until the earliest to occur of (a) the undersigned is no longer required to file Form ID or Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, (b) revocation by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in fact or (c) as to any attorney-in-fact individually, until such attorney-in-fact is no longer employed by the Company or Cooley LLP, as applicable. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of the date written below. Date: November 9, 2022 By: /s/ Keith Stauffer Keith Stauffer