0001437749-23-033518.txt : 20231204
0001437749-23-033518.hdr.sgml : 20231204
20231204165900
ACCESSION NUMBER: 0001437749-23-033518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231201
FILED AS OF DATE: 20231204
DATE AS OF CHANGE: 20231204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Brian Michael
CENTRAL INDEX KEY: 0001865783
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39048
FILM NUMBER: 231464059
MAIL ADDRESS:
STREET 1: C/O AVEPOINT, INC.
STREET 2: 525 WASHINGTON BOULEVARD, SUITE 1400
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AvePoint, Inc.
CENTRAL INDEX KEY: 0001777921
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 834461709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 WASHINGTON BLVD
STREET 2: SUITE 1400
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: (201) 793-1111
MAIL ADDRESS:
STREET 1: 525 WASHINGTON BLVD
STREET 2: SUITE 1400
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER COMPANY:
FORMER CONFORMED NAME: Apex Technology Acquisition Corp
DATE OF NAME CHANGE: 20190528
4
1
rdgdoc.xml
FORM 4
X0508
4
2023-12-01
0001777921
AvePoint, Inc.
AVPT
0001865783
Brown Brian Michael
C/O AVEPOINT, INC.
901 E BYRD ST, SUITE 900
RICHMOND
VA
23219
1
1
Chief Legal Officer
1
Common Stock
2023-12-01
4
F
0
7311
8.32
D
1382635
D
Common Stock
2023-12-01
4
S
0
20000
8.12
D
1362635
D
This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.
The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.
/s/ Brian Michael Brown
2023-12-04