0001437749-23-007593.txt : 20230323
0001437749-23-007593.hdr.sgml : 20230323
20230323100516
ACCESSION NUMBER: 0001437749-23-007593
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230313
FILED AS OF DATE: 20230323
DATE AS OF CHANGE: 20230323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gong Xunkai
CENTRAL INDEX KEY: 0001865618
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39048
FILM NUMBER: 23754776
MAIL ADDRESS:
STREET 1: C/O AVEPOINT, INC.
STREET 2: 525 WASHINGTON BOULEVARD, SUITE 1400
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AvePoint, Inc.
CENTRAL INDEX KEY: 0001777921
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 834461709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 WASHINGTON BLVD
STREET 2: SUITE 1400
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: (201) 793-1111
MAIL ADDRESS:
STREET 1: 525 WASHINGTON BLVD
STREET 2: SUITE 1400
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER COMPANY:
FORMER CONFORMED NAME: Apex Technology Acquisition Corp
DATE OF NAME CHANGE: 20190528
4
1
rdgdoc.xml
FORM 4
X0407
4
2023-03-13
0001777921
AvePoint, Inc.
AVPT
0001865618
Gong Xunkai
C/O AVEPOINT, INC.
525 WASHINGTON BOULEVARD, SUITE 1400
JERSEY CITY
NJ
07310
1
1
1
Executive Chairman
0
Common Stock
2023-03-13
4
A
0
118483
0
A
561317
D
Common Stock
2023-03-21
4
F
0
24467
4.15
D
536850
D
Stock Option (Right to Buy)
4.22
2023-03-13
4
A
0
200959
4.22
A
2024-03-13
2033-03-13
Common Stock
200959
200959
D
This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
25% of the RSUs will vest on March 13, 2024; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.
Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.
This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock
Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.
25% of the shares underlying this option will vest on March 13, 2024; the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.
/s/ Brian Michael Brown, Attorney-in-Fact
2023-03-22