0001567619-23-000743.txt : 20230109 0001567619-23-000743.hdr.sgml : 20230109 20230109163357 ACCESSION NUMBER: 0001567619-23-000743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230105 FILED AS OF DATE: 20230109 DATE AS OF CHANGE: 20230109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Loewenthal William J CENTRAL INDEX KEY: 0001837881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 23518524 MAIL ADDRESS: STREET 1: 254 E. HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChargePoint Holdings, Inc. CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 841747686 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Switchback Energy Acquisition Corp DATE OF NAME CHANGE: 20190521 4 1 doc1.xml FORM 4 X0306 4 2023-01-05 0 0001777393 ChargePoint Holdings, Inc. CHPT 0001837881 Loewenthal William J 240 EAST HACIENDA AVENUE CAMPBELL CA 95008 0 1 0 0 Chief Product Officer Common Stock 2023-01-05 4 M 0 3115 0.76 A 436007 D Common Stock 2023-01-05 4 S 0 3115 8.9439 D 432892 D Stock Option (right to buy) 0.76 2023-01-05 4 M 0 3115 0 D 2030-03-17 Common Stock 3115 127684 D This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The transaction was executed in multiple trades in prices ranging from $8.85 to $9.06, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date. /s/ Henrik Gerdes - Attorney-in-Fact 2023-01-09