0001213900-19-018710.txt : 20190923 0001213900-19-018710.hdr.sgml : 20190923 20190923192024 ACCESSION NUMBER: 0001213900-19-018710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190909 FILED AS OF DATE: 20190923 DATE AS OF CHANGE: 20190923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARTER CHRISTOPHER G CENTRAL INDEX KEY: 0001594094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 191108983 MAIL ADDRESS: STREET 1: 5221 N. O'CONNOR BOULEVARD STREET 2: SUITE 1100 CITY: IRVING STATE: TX ZIP: 75039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Switchback Energy Acquisition Corp CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5949 SHERRY LANE STREET 2: SUITE 1010 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 5949 SHERRY LANE STREET 2: SUITE 1010 CITY: DALLAS STATE: TX ZIP: 75225 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2019-09-09 0 0001777393 Switchback Energy Acquisition Corp SBE.U 0001594094 CARTER CHRISTOPHER G 5949 SHERRY LANE, SUITE 1010 DALLAS TX 75225 1 0 1 0 Class B Common Stock 2019-09-09 4 J 0 772059 D Class A Common Stock 772059 7772941 I See footnote The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. The Class B Common Stock owned by NGP Switchback, LLC included up to 1,125,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-232501). Because the underwriters exercised their over-allotment option in part, NGP Switchback, LLC forfeited 772,059 shares of Class B Common Stock on September 9, 2019 for cancellation by the Issuer. NGP Switchback, LLC is the record holder of the shares reported herein. Mr. Carter is a manager of NGP Switchback, LLC. As such, Mr. Carter may be deemed to have or share beneficial ownership of the shares held directly by NGP Switchback, LLC. /s/ Christopher G. Carter, by Jim Mutrie, as Attorney-in-Fact 2019-09-23