0001213900-19-017428.txt : 20190906 0001213900-19-017428.hdr.sgml : 20190906 20190906195842 ACCESSION NUMBER: 0001213900-19-017428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190906 FILED AS OF DATE: 20190906 DATE AS OF CHANGE: 20190906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mutrie James E. CENTRAL INDEX KEY: 0001609860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 191080654 MAIL ADDRESS: STREET 1: 3141 HOOD STREET, SUITE 500 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Switchback Energy Acquisition Corp CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5949 SHERRY LANE STREET 2: SUITE 1010 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 5949 SHERRY LANE STREET 2: SUITE 1010 CITY: DALLAS STATE: TX ZIP: 75225 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2019-09-06 0 0001777393 Switchback Energy Acquisition Corp SBE.U 0001609860 Mutrie James E. 5949 SHERRY LANE, SUITE 1010 DALLAS TX 75225 1 1 1 0 CCO, GC & Secretary Private Placement Warrants 11.50 2019-09-06 4 P 0 188235 1.50 A Class A Common Stock 188235 5521568 I See footnote The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. NGP Switchback, LLC is the record holder of the private placement warrants reported herein. Mr. Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of NGP Switchback, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the private placement warrants held directly by NGP Switchback, LLC. /s/ James E. Mutrie 2019-09-06