0001213900-19-014023.txt : 20190730 0001213900-19-014023.hdr.sgml : 20190730 20190730165523 ACCESSION NUMBER: 0001213900-19-014023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190730 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mutrie James E. CENTRAL INDEX KEY: 0001609860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 19986162 MAIL ADDRESS: STREET 1: 3141 HOOD STREET, SUITE 500 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Switchback Energy Acquisition Corp CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5221 N. O'CONNOR BOULEVARD STREET 2: 11TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: (972) 432-1440 MAIL ADDRESS: STREET 1: 5221 N. O'CONNOR BOULEVARD STREET 2: 11TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 4 1 ownership.xml X0306 4 2019-07-30 0 0001777393 Switchback Energy Acquisition Corp SBE.U 0001609860 Mutrie James E. 5949 SHERRY LANE, SUITE 1010 DALLAS TX 75225 1 1 1 0 CCO, GC & Secretary Class A Common Stock 2019-07-30 4 P 0 43000 10.00 A 43000 D Warrants 2019-07-30 4 P 0 14333 10.00 A Class A Common Stock 14333 14333 D Private Placement Warrants 11.50 2019-07-30 4 P 0 5333333 1.50 A Class A Common Stock 5333333 5333333 I See footnote Includes securities underlying 43,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. The Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. NGP Switchback, LLC is the record holder of the private placement warrants reported herein. Mr. Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of NGP Switchback, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the private placement warrants held directly by NGP Switchback, LLC. /s/ James E. Mutrie 2019-07-30