0001213900-19-014009.txt : 20190730 0001213900-19-014009.hdr.sgml : 20190730 20190730164717 ACCESSION NUMBER: 0001213900-19-014009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190730 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Armes Joseph B CENTRAL INDEX KEY: 0001413614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 19986086 MAIL ADDRESS: STREET 1: 5420 LYNDON B, JOHNSON FREEWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Switchback Energy Acquisition Corp CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5221 N. O'CONNOR BOULEVARD STREET 2: 11TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: (972) 432-1440 MAIL ADDRESS: STREET 1: 5221 N. O'CONNOR BOULEVARD STREET 2: 11TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 4 1 ownership.xml X0306 4 2019-07-30 0 0001777393 Switchback Energy Acquisition Corp SBE.U 0001413614 Armes Joseph B 5949 SHERRY LANE, SUITE 1010 DALLAS TX 75225 1 0 0 0 Class A Common Stock 2019-07-30 4 P 0 25000 10.00 A 25000 D Warrants 2019-07-30 4 P 0 8333 10.00 A Class A Common Stock 8333 8333 D Includes securities underlying 25,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. The Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering. /s/ Joseph B. Armes, by Jim Mutrie, as Attorney-in-Fact 2019-07-30