0000899243-22-032983.txt : 20221005 0000899243-22-032983.hdr.sgml : 20221005 20221005161545 ACCESSION NUMBER: 0000899243-22-032983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221003 FILED AS OF DATE: 20221005 DATE AS OF CHANGE: 20221005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHIZEN BRUCE R CENTRAL INDEX KEY: 0001032834 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] STATE OF INCORPORATION: CA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 221295764 MAIL ADDRESS: STREET 1: C/O ADOBE SYSTEMS INC STREET 2: 345 PARK AVENUE P O BOX 2704 CITY: SAN JOSE STATE: CA ZIP: 95110-2704 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChargePoint Holdings, Inc. CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 841747686 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Switchback Energy Acquisition Corp DATE OF NAME CHANGE: 20190521 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-03 0 0001777393 ChargePoint Holdings, Inc. CHPT 0001032834 CHIZEN BRUCE R 240 EAST HACIENDA AVENUE CAMPBELL CA 95008 1 0 0 0 Common Stock 2022-10-03 4 M 0 10000 0.76 A 34162 D Common Stock 2022-10-03 4 S 0 10000 15.1137 D 24162 D Common Stock 2022-10-03 4 S 0 10000 15.1127 D 747256 I By trust Common Stock 3966 I By trust Stock Option (right to buy) 0.76 2022-10-03 4 M 0 10000 D 2030-07-24 Common Stock 10000 338640 D This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.26. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.265. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The Shares are held directly by the Bruce Chizen 2009 Irrevocable Trust, Dated January 24, 2009 of which the Reporting Person is trustee. The Shares are held directly by Gail Chizen 2009 Irrevocable Trust of which the Reporting Person is trustee. The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date. /s/ Henrik Gerdes - Attorney-in-Fact 2022-10-05