0000899243-22-030844.txt : 20220912 0000899243-22-030844.hdr.sgml : 20220912 20220912203731 ACCESSION NUMBER: 0000899243-22-030844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220908 FILED AS OF DATE: 20220912 DATE AS OF CHANGE: 20220912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Loewenthal William J CENTRAL INDEX KEY: 0001837881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 221239594 MAIL ADDRESS: STREET 1: 254 E. HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChargePoint Holdings, Inc. CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 841747686 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Switchback Energy Acquisition Corp DATE OF NAME CHANGE: 20190521 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-08 0 0001777393 ChargePoint Holdings, Inc. CHPT 0001837881 Loewenthal William J 240 EAST HACIENDA AVENUE CAMPBELL CA 95008 0 1 0 0 Chief Product Officer Common Stock 2022-09-08 4 M 0 3115 0.76 A 441079 D Common Stock 2022-09-08 4 S 0 3115 15.73 D 437964 D Common Stock 2022-09-09 5 A 0 E 1298 14.637 A 439262 D Stock Option (right to buy) 0.76 2022-09-08 4 M 0 3115 D 2030-03-17 Common Stock 3115 140144 D This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). The purchase price reflects a 15% discount to the closing price of the Issuer's common stock on the purchase date pursuant to the provisions of the ESPP. The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date. /s/ Henrik Gerdes - Attorney-in-Fact 2022-09-12