0000899243-22-010962.txt : 20220314 0000899243-22-010962.hdr.sgml : 20220314 20220314203405 ACCESSION NUMBER: 0000899243-22-010962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220309 FILED AS OF DATE: 20220314 DATE AS OF CHANGE: 20220314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Michael D CENTRAL INDEX KEY: 0001590392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 22738539 MAIL ADDRESS: STREET 1: C/O CHARGEPOINT INC STREET 2: 254 E. HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChargePoint Holdings, Inc. CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 841747686 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Switchback Energy Acquisition Corp DATE OF NAME CHANGE: 20190521 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-09 0 0001777393 ChargePoint Holdings, Inc. CHPT 0001590392 Hughes Michael D 240 EAST HACIENDA AVENUE CAMPBELL CA 95008 0 1 0 0 See Remarks Common Stock 2022-03-09 5 A 0 E 1431 14.8495 A 286754 D Common Stock 2022-03-10 4 M 0 25000 0.56 A 311754 D Common Stock 2022-03-10 4 S 0 25000 17.045 D 286754 D Stock Option (right to buy) 0.56 2022-03-10 4 M 0 25000 D 2028-08-26 Common Stock 25000 1366174 D The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.83 to $17.47. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. Chief Commercial and Revenue Officer /s/ Henrik Gerdes - Attorney-in-Fact 2022-03-14