0000899243-21-028041.txt : 20210709 0000899243-21-028041.hdr.sgml : 20210709 20210709190023 ACCESSION NUMBER: 0000899243-21-028041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210709 DATE AS OF CHANGE: 20210709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Suslak Neil S CENTRAL INDEX KEY: 0001839057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 211083940 MAIL ADDRESS: STREET 1: 254 E. HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChargePoint Holdings, Inc. CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Switchback Energy Acquisition Corp DATE OF NAME CHANGE: 20190521 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-15 0 0001777393 ChargePoint Holdings, Inc. CHPT 0001839057 Suslak Neil S 350 MADISON AVENUE, 23RD FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2021-06-15 4 X 0 22337 1.25 A 3053849 I See Footnotes Common Stock 2021-06-15 4 S 0 1129 24.77 D 3052720 I See Footnotes Common Stock 1830332 I See Footnotes Common Stock 351151 I See Footnotes Common Stock 2702655 I See Footnotes Common Stock 11593882 I See Footnotes Common Stock 886130 I See Footnotes Warrant (right to buy) 1.25 2021-06-15 4 X 0 22337 0.00 D 2021-02-26 2021-06-20 Common Stock 22337 0 I See Footnotes The Reporting Person exercised a warrant to purchase 22,337 shares of the Issuer's Common Stock for $1.25 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 1,129 shares of the Issuer's shares of common stock subject to the warrant to pay the exercise price. The Shares are held directly by ChargePoint Investments LLC. (together with the entities listed in footnotes (3)-(7), the "Braemar Funds"). The Shares are held directly by Braemar ChargePoint Investments III, LLC. The Shares are held directly by Braemar CP Investments 2019 LLC. The Shares are held directly by Braemar CP Investments II 2020, LLC. The Shares are held directly by Braemar Energy Ventures III, L.P. The Shares are held directly by ChargePoint Investments II, LLC. Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. /s/ Henrik Gerdes - Attorney-in-Fact 2021-07-09