0000899243-21-013224.txt : 20210323
0000899243-21-013224.hdr.sgml : 20210323
20210323200023
ACCESSION NUMBER: 0000899243-21-013224
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210319
FILED AS OF DATE: 20210323
DATE AS OF CHANGE: 20210323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Linse Capital CP, LLC
CENTRAL INDEX KEY: 0001672172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39004
FILM NUMBER: 21766165
BUSINESS ADDRESS:
STREET 1: 1340 ARBOR ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-787-7200
MAIL ADDRESS:
STREET 1: 1340 ARBOR ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Linse Capital CP II LLC
CENTRAL INDEX KEY: 0001687199
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39004
FILM NUMBER: 21766164
BUSINESS ADDRESS:
STREET 1: 1340 ARBOR RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-787-7200
MAIL ADDRESS:
STREET 1: 1340 ARBOR RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Linse Capital CP III, LLC
CENTRAL INDEX KEY: 0001698115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39004
FILM NUMBER: 21766163
BUSINESS ADDRESS:
STREET 1: 1340 ARBOR ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 787-7200
MAIL ADDRESS:
STREET 1: 1340 ARBOR ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Linse Michael
CENTRAL INDEX KEY: 0001838841
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39004
FILM NUMBER: 21766167
MAIL ADDRESS:
STREET 1: 254 E. HACIENDA AVENUE
CITY: CAMPBELL
STATE: CA
ZIP: 95008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Linse Capital CP V, LLC
CENTRAL INDEX KEY: 0001758721
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39004
FILM NUMBER: 21766161
BUSINESS ADDRESS:
STREET 1: 1340 ARBOR ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-787-7200
MAIL ADDRESS:
STREET 1: 1340 ARBOR ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Linse Capital CP IV, LLC
CENTRAL INDEX KEY: 0001725674
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39004
FILM NUMBER: 21766162
BUSINESS ADDRESS:
STREET 1: 1340 ARBOR ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-787-7200
MAIL ADDRESS:
STREET 1: 1340 ARBOR ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Linse Capital CP VI LLC
CENTRAL INDEX KEY: 0001821364
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39004
FILM NUMBER: 21766166
BUSINESS ADDRESS:
STREET 1: 3610 WADE STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90066
BUSINESS PHONE: 650-787-7200
MAIL ADDRESS:
STREET 1: 3610 WADE STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ChargePoint Holdings, Inc.
CENTRAL INDEX KEY: 0001777393
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 240 EAST HACIENDA AVENUE
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: (972) 514-9535
MAIL ADDRESS:
STREET 1: 240 EAST HACIENDA AVENUE
CITY: CAMPBELL
STATE: CA
ZIP: 95008
FORMER COMPANY:
FORMER CONFORMED NAME: Switchback Energy Acquisition Corp
DATE OF NAME CHANGE: 20190521
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-19
0
0001777393
ChargePoint Holdings, Inc.
CHPT
0001838841
Linse Michael
53 CALLE PALMERAS, SUITE 601
SAN JUAN
PR
00901
PUERTO RICO
1
0
1
0
0001821364
Linse Capital CP VI LLC
985 DAMONTE RANCH PARKWAY, SUITE 240
RENO
NV
89521
0
0
1
0
0001672172
Linse Capital CP, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN
PR
00901
PUERTO RICO
0
0
1
0
0001687199
Linse Capital CP II LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN
PR
00901
PUERTO RICO
0
0
1
0
0001698115
Linse Capital CP III, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN
PR
00901
PUERTO RICO
0
0
1
0
0001725674
Linse Capital CP IV, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN
PR
00901
PUERTO RICO
0
0
1
0
0001758721
Linse Capital CP V, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN
PR
00901
PUERTO RICO
0
0
1
0
Common Stock
2021-03-19
4
J
0
1851288
A
29877739
I
See Footnotes
Common Stock
2021-03-19
4
J
0
536050
A
8651209
I
See Footnotes
Common Stock
2021-03-19
4
J
0
603136
A
9733898
I
See Footnotes
Common Stock
2021-03-19
4
J
0
417432
A
6736866
I
See Footnotes
Common Stock
2021-03-19
4
J
0
572372
A
7071174
I
See Footnotes
Common Stock
2021-03-19
4
J
0
1268806
A
11087613
I
See Footnotes
Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period;
(Continued from footnote 1) (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement).
The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.
The Shares are held directly by Linse Capital CP, LLC ("Linse I"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has sole voting and investment power over the shares held by Linse I.
The Shares are held directly by Linse Capital CP II, LLC ("Linse II"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has sole voting and investment power over the shares held by Linse II.
The Shares are held directly by Linse Capital CP III, LLC ("Linse III"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has the sole voting and investment power over the shares held by Linse III.
The Shares are held directly by Linse Capital CP IV, LLC ("Linse IV"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has sole voting and investment power over the shares held by Linse IV.
The Shares are held directly by Linse Capital CP V, LLC ("Linse V"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has sole voting and investment power over the shares held by Linse V.
The Shares are held directly by Linse Capital CP VI, LLC ("Linse VI"). Linse Capital CP VI GP LP ("Linse GP VI") is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has sole voting and investment power over the shares held by Linse VI.
Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
/s/ Michael Linse
2021-03-23
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP, LLC
2021-03-23
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP II, LLC
2021-03-23
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP III, LLC
2021-03-23
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP IV, LLC
2021-03-23
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP V, LLC
2021-03-23
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital Management PR LLC, in its capacity as the General Partner of Linse Capital CP VI GP LP, in its capacity as the Manager of Linse Capital CP VI LLC
2021-03-23