0000899243-21-009018.txt : 20210302 0000899243-21-009018.hdr.sgml : 20210302 20210302171757 ACCESSION NUMBER: 0000899243-21-009018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Suslak Neil S CENTRAL INDEX KEY: 0001839057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 21705165 MAIL ADDRESS: STREET 1: 254 E. HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChargePoint Holdings, Inc. CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Switchback Energy Acquisition Corp DATE OF NAME CHANGE: 20190521 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-26 0 0001777393 ChargePoint Holdings, Inc. CHPT 0001839057 Suslak Neil S 350 MADISON AVENUE, 23RD FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2021-02-26 4 A 0 1533161 A 1533161 I See Footnote Common Stock 2021-02-26 4 A 0 319495 A 319495 I See Footnote Common Stock 2021-02-26 4 A 0 2459007 A 2459007 I See Footnote Common Stock 2021-02-26 4 A 0 10546048 A 10546048 I See Footnote Common Stock 2021-02-26 4 A 0 806246 A 806246 I See Footnote Common Stock 2021-02-26 4 A 0 2749839 A 2749839 I See Footnote Warrant (right to buy) 6.03 2021-02-26 4 A 0 1466051 A 2021-02-26 2030-07-31 Common Stock 1466051 1466051 I See Footnote Warrant (right to buy) 9.04 2021-02-26 4 A 0 29273 A 2021-02-26 2028-11-16 Common Stock 29273 29273 I See Footnote Warrant (right to buy) 1.25 2021-02-26 4 A 0 22337 A 2021-02-26 2021-06-20 Common Stock 22337 22337 I See Footnote Warrant (right to buy) 1.25 2021-02-26 4 A 0 16879 A 2021-02-26 2021-09-12 Common Stock 16879 16879 I See Footnote Warrant (right to buy) 1.25 2021-02-26 4 A 0 16879 A 2021-02-26 2021-10-28 Common Stock 16879 16879 I See Footnote Warrant (right to buy) 1.25 2021-02-26 4 A 0 22326 A 2021-02-26 2022-01-05 Common Stock 22326 22326 I See Footnote Warrant (right to buy) 1.25 2021-02-26 4 A 0 14568 A 2021-02-26 2022-03-04 Common Stock 14568 14568 I See Footnote Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 1,471,053 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. (Continued from Footnote 1) The Shares are held directly by Braemar ChargePoint Investments III, LLC. Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. The Shares were received in exchange for 320,585 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Braemar CP Investments 2019 LLC. The Shares were received in exchange for 2,467,396 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Braemar CP Investments II 2020, LLC. The Shares were received in exchange for 10,582,027 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Braemar Energy Ventures III, L.P. The Shares were received in exchange for 808,997 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by ChargePoint Investments II, LLC. The Shares were received in exchange for 2,759,221 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by directly by ChargePoint Investments LLC. The Warrant was received in exchange for a warrant to purchase 1,471,053 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Braemar Chargepoint Investments III, LLC. The Warrant was received in exchange for a warrant to purchase 29,373 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Braemar Energy Ventures III L.P. The Warrant was received in exchange for a warrant to purchase 22,415 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC. The Warrant was received in exchange for a warrant to purchase 16,938 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC. The Warrant was received in exchange for a warrant to purchase 16,938 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC. The Warrant was received in exchange for a warrant to purchase 22,404 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC. The Warrant was received in exchange for a warrant to purchase 14,619 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC. /s/ Roya Shakoori, Attorney-in-Fact 2021-03-02