0000899243-21-009018.txt : 20210302
0000899243-21-009018.hdr.sgml : 20210302
20210302171757
ACCESSION NUMBER: 0000899243-21-009018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210226
FILED AS OF DATE: 20210302
DATE AS OF CHANGE: 20210302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Suslak Neil S
CENTRAL INDEX KEY: 0001839057
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39004
FILM NUMBER: 21705165
MAIL ADDRESS:
STREET 1: 254 E. HACIENDA AVENUE
CITY: CAMPBELL
STATE: CA
ZIP: 95008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ChargePoint Holdings, Inc.
CENTRAL INDEX KEY: 0001777393
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 240 EAST HACIENDA AVENUE
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: (972) 514-9535
MAIL ADDRESS:
STREET 1: 240 EAST HACIENDA AVENUE
CITY: CAMPBELL
STATE: CA
ZIP: 95008
FORMER COMPANY:
FORMER CONFORMED NAME: Switchback Energy Acquisition Corp
DATE OF NAME CHANGE: 20190521
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-26
0
0001777393
ChargePoint Holdings, Inc.
CHPT
0001839057
Suslak Neil S
350 MADISON AVENUE, 23RD FLOOR
NEW YORK
NY
10017
1
0
0
0
Common Stock
2021-02-26
4
A
0
1533161
A
1533161
I
See Footnote
Common Stock
2021-02-26
4
A
0
319495
A
319495
I
See Footnote
Common Stock
2021-02-26
4
A
0
2459007
A
2459007
I
See Footnote
Common Stock
2021-02-26
4
A
0
10546048
A
10546048
I
See Footnote
Common Stock
2021-02-26
4
A
0
806246
A
806246
I
See Footnote
Common Stock
2021-02-26
4
A
0
2749839
A
2749839
I
See Footnote
Warrant (right to buy)
6.03
2021-02-26
4
A
0
1466051
A
2021-02-26
2030-07-31
Common Stock
1466051
1466051
I
See Footnote
Warrant (right to buy)
9.04
2021-02-26
4
A
0
29273
A
2021-02-26
2028-11-16
Common Stock
29273
29273
I
See Footnote
Warrant (right to buy)
1.25
2021-02-26
4
A
0
22337
A
2021-02-26
2021-06-20
Common Stock
22337
22337
I
See Footnote
Warrant (right to buy)
1.25
2021-02-26
4
A
0
16879
A
2021-02-26
2021-09-12
Common Stock
16879
16879
I
See Footnote
Warrant (right to buy)
1.25
2021-02-26
4
A
0
16879
A
2021-02-26
2021-10-28
Common Stock
16879
16879
I
See Footnote
Warrant (right to buy)
1.25
2021-02-26
4
A
0
22326
A
2021-02-26
2022-01-05
Common Stock
22326
22326
I
See Footnote
Warrant (right to buy)
1.25
2021-02-26
4
A
0
14568
A
2021-02-26
2022-03-04
Common Stock
14568
14568
I
See Footnote
Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 1,471,053 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.
(Continued from Footnote 1) The Shares are held directly by Braemar ChargePoint Investments III, LLC. Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds.
The Shares were received in exchange for 320,585 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Braemar CP Investments 2019 LLC.
The Shares were received in exchange for 2,467,396 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Braemar CP Investments II 2020, LLC.
The Shares were received in exchange for 10,582,027 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Braemar Energy Ventures III, L.P.
The Shares were received in exchange for 808,997 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by ChargePoint Investments II, LLC.
The Shares were received in exchange for 2,759,221 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by directly by ChargePoint Investments LLC.
The Warrant was received in exchange for a warrant to purchase 1,471,053 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Braemar Chargepoint Investments III, LLC.
The Warrant was received in exchange for a warrant to purchase 29,373 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Braemar Energy Ventures III L.P.
The Warrant was received in exchange for a warrant to purchase 22,415 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.
The Warrant was received in exchange for a warrant to purchase 16,938 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.
The Warrant was received in exchange for a warrant to purchase 16,938 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.
The Warrant was received in exchange for a warrant to purchase 22,404 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.
The Warrant was received in exchange for a warrant to purchase 14,619 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.
/s/ Roya Shakoori, Attorney-in-Fact
2021-03-02