0000899243-21-009013.txt : 20210302 0000899243-21-009013.hdr.sgml : 20210302 20210302170534 ACCESSION NUMBER: 0000899243-21-009013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Lawrence CENTRAL INDEX KEY: 0001839259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 21704948 MAIL ADDRESS: STREET 1: 254 E. HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChargePoint Holdings, Inc. CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Switchback Energy Acquisition Corp DATE OF NAME CHANGE: 20190521 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-26 0 0001777393 ChargePoint Holdings, Inc. CHPT 0001839259 Lee Lawrence 240 EAST HACIENDA AVENUE CAMPBELL CA 95008 0 1 0 0 See Remarks Common Stock 2021-02-26 4 A 0 267837 A 267837 D Common Stock 2021-02-26 4 A 0 64289 A 64289 I See Footnote Stock Option (right to buy) 0.76 2021-02-26 4 A 0 186863 A 2029-05-28 Common Stock 186863 186863 D Stock Option (right to buy) 0.76 2021-02-26 4 A 0 143262 A 2029-04-12 Common Stock 143262 143262 D Warrant (right to buy) 6.03 2021-02-26 4 A 0 61474 A 2030-07-31 Common Stock 61474 61474 I See Footnote Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 268,750 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares were received in exchange for 61,684 shares of common stock in ChargePoint, Inc. in connection with the Merger. The Shares are held by Five Plus Nine, LLC of which the Reporting Person is the managing member. The Stock Option was received in exchange for an option to purchase 187,500 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from May 29, 2019, subject to the Reporting Person's continuous service through each vesting date. The Stock Option was received in exchange for an option to purchase 143,750 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from November 6, 2018, subject to the Reporting Person's continuous service through each vesting date. The Warrant was received in exchange for a warrant to purchase 61,684 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Five Plus Nine, LLC of which the Reporting Person is the managing member. Senior Vice President, Operations and Support /s/ Roya Shakoori, Attorney-in-Fact 2021-03-02