0000899243-21-009009.txt : 20210302 0000899243-21-009009.hdr.sgml : 20210302 20210302170159 ACCESSION NUMBER: 0000899243-21-009009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON REX S CENTRAL INDEX KEY: 0001249803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 21704887 MAIL ADDRESS: STREET 1: C/O SYMYX TECHNOLOGIES, INC. STREET 2: 3100 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChargePoint Holdings, Inc. CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Switchback Energy Acquisition Corp DATE OF NAME CHANGE: 20190521 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-26 0 0001777393 ChargePoint Holdings, Inc. CHPT 0001249803 JACKSON REX S 240 EAST HACIENDA AVENUE CAMPBELL CA 95008 0 1 0 0 Chief Financial Officer Common Stock 2021-02-26 4 A 0 91724 A 91724 I By trust Stock Option (right to buy) 0.56 2021-02-26 4 A 0 1581256 A 2028-07-05 Common Stock 1581256 1581256 D Warrant (right to buy) 6.03 2021-02-26 4 A 0 87821 A 2021-02-26 2030-08-06 Common Stock 87821 87821 I By trust Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 88,121 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee. The Stock Option was received in exchange for an option to purchase 1,586,652 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from May 29, 2018, subject to the Reporting Person's continuous service through each vesting date. The Warrant was received in exchange for a warrant to purchase 88,121 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee. /s/ Roya Shakoori, Attorney-in-Fact 2021-03-02