0000899243-21-009006.txt : 20210302 0000899243-21-009006.hdr.sgml : 20210302 20210302165638 ACCESSION NUMBER: 0000899243-21-009006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHIZEN BRUCE R CENTRAL INDEX KEY: 0001032834 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] STATE OF INCORPORATION: CA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39004 FILM NUMBER: 21704817 MAIL ADDRESS: STREET 1: C/O ADOBE SYSTEMS INC STREET 2: 345 PARK AVENUE P O BOX 2704 CITY: SAN JOSE STATE: CA ZIP: 95110-2704 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChargePoint Holdings, Inc. CENTRAL INDEX KEY: 0001777393 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (972) 514-9535 MAIL ADDRESS: STREET 1: 240 EAST HACIENDA AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Switchback Energy Acquisition Corp DATE OF NAME CHANGE: 20190521 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-26 0 0001777393 ChargePoint Holdings, Inc. CHPT 0001032834 CHIZEN BRUCE R 240 EAST HACIENDA AVENUE CAMPBELL CA 95008 1 0 0 0 Common Stock 2021-02-26 4 A 0 690155 A 690155 I By trust Common Stock 2021-02-26 4 A 0 40019 A 40019 I By trust Stock Option (right to buy) 0.76 2021-02-26 4 A 0 398640 A 2030-07-24 Common Stock 398640 398640 D Warrant (right to buy) 6.03 2021-02-26 4 A 0 87821 A 2021-02-26 2030-07-31 Common Stock 87821 87821 I By trust Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 688,476 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held by the Bruce Chizen 2009 Irrevocable Trust, Dated January 24, 2009 of which the Reporting Person is trustee. The Shares were received in exchange 40,156 Common Stock of Chargepoint, Inc. in connection with the Merger. The Shares are held by the Gail Chizen 2009 Irrevocable Trust of which the Reporting Person is trustee. The Stock Option was received in exchange for an option to purchase 400,000 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date. The Warrant was received in exchange for a warrant to purchase 88,121 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by the Bruce Chizen 2009 Irrevocable Trust, Dated January 24, 2009 of which the Reporting Person is trustee. /s/ Roya Shakoori, Attorney-in-Fact 2021-03-02