0001493152-23-009752.txt : 20230330 0001493152-23-009752.hdr.sgml : 20230330 20230330161022 ACCESSION NUMBER: 0001493152-23-009752 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220228 FILED AS OF DATE: 20230330 DATE AS OF CHANGE: 20230330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bennett David A. CENTRAL INDEX KEY: 0001971253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41227 FILM NUMBER: 23780779 MAIL ADDRESS: STREET 1: 6900 E. CAMELBACK ROAD, SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CERBERUS CYBER SENTINEL CORP CENTRAL INDEX KEY: 0001777319 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 834210278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6900 E. CAMELBACK ROAD STREET 2: SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 480-389-3444 MAIL ADDRESS: STREET 1: 6900 E. CAMELBACK ROAD STREET 2: SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 4 1 ownership.xml X0407 4 2022-02-28 0 0001777319 CERBERUS CYBER SENTINEL CORP CISO 0001971253 Bennett David A. 6900 E. CAMELBACK ROAD, SUITE 240 SCOTTSDALE, AZ 85251 0 1 0 0 Chief Operating Officer 0 Stock Option (Right to Buy) 3.50 2022-02-28 4 A 0 1000000 0 A 2032-02-28 Common Stock, par value $0.00001 1000000 1000000 D Stock Option (Right to Buy) 3.50 2022-02-28 4 A 0 500000 0 A 2032-02-28 Common Stock, par value $0.00001 500000 500000 D Stock Option (Right to Buy) 3.50 2022-02-28 4 A 0 500000 0 A 2032-02-28 Common Stock, par value $0.00001 500000 500000 D Stock Option (Right to Buy) 3.50 2022-08-22 4 D 0 1000000 D 2032-02-28 Common Stock, par value $0.00001 1000000 1000000 D Stock Option (Right to Buy) 3.50 2022-08-22 4 D 0 500000 D 2032-02-28 Common Stock, par value $0.00001 500000 500000 D Stock Option (Right to Buy) 3.50 2022-08-22 4 D 0 500000 D 2032-02-28 Common Stock, par value $0.00001 500000 500000 D Stock Option (Right to Buy) 3.02 2022-08-22 4 A 0 1000000 A 2032-02-28 Common Stock, par value $0.00001 1000000 1000000 D Stock Option (Right to Buy) 3.02 2022-08-22 4 A 0 500000 A 2032-02-28 Common Stock, par value $0.00001 500000 500000 D Stock Option (Right to Buy) 3.02 2022-08-22 4 A 0 500000 A 2032-02-28 Common Stock, par value $0.00001 500000 500000 D On February 28, 2022, the Reporting Person was granted stock options exercisable for 1,000,000 shares of common stock. The options will vest with respect to 25% of the underlying shares on February 28, 2023, and thereafter at a rate of 1/36 per month. On February 28, 2022, the Reporting Person was granted stock options exercisable for 500,000 shares of common stock. The options will vest with respect to 25% of the underlying shares on August 31, 2023, and thereafter at a rate of 1/36 per month. On February 28, 2022, the Reporting Person was granted stock options exercisable for 500,000 shares of common stock. The options will vest with respect to 25% of the underlying shares on February 28, 2024, and thereafter at a rate of 1/36 per month. The transactions reported herein reflect a repricing of the options effective on August 22, 2022, resulting in the cancellation of the options and the grant of replacement options. The exercise price of the options was reduced from $3.50 to $3.02 per share. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting period of the options, and the expiration date of the options. /s/ Debra L. Smith, Attorney-in-Fact 2023-03-30