0001493152-23-009752.txt : 20230330
0001493152-23-009752.hdr.sgml : 20230330
20230330161022
ACCESSION NUMBER: 0001493152-23-009752
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220228
FILED AS OF DATE: 20230330
DATE AS OF CHANGE: 20230330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bennett David A.
CENTRAL INDEX KEY: 0001971253
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41227
FILM NUMBER: 23780779
MAIL ADDRESS:
STREET 1: 6900 E. CAMELBACK ROAD, SUITE 240
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CERBERUS CYBER SENTINEL CORP
CENTRAL INDEX KEY: 0001777319
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 834210278
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6900 E. CAMELBACK ROAD
STREET 2: SUITE 240
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
BUSINESS PHONE: 480-389-3444
MAIL ADDRESS:
STREET 1: 6900 E. CAMELBACK ROAD
STREET 2: SUITE 240
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
4
1
ownership.xml
X0407
4
2022-02-28
0
0001777319
CERBERUS CYBER SENTINEL CORP
CISO
0001971253
Bennett David A.
6900 E. CAMELBACK ROAD, SUITE 240
SCOTTSDALE,
AZ
85251
0
1
0
0
Chief Operating Officer
0
Stock Option (Right to Buy)
3.50
2022-02-28
4
A
0
1000000
0
A
2032-02-28
Common Stock, par value $0.00001
1000000
1000000
D
Stock Option (Right to Buy)
3.50
2022-02-28
4
A
0
500000
0
A
2032-02-28
Common Stock, par value $0.00001
500000
500000
D
Stock Option (Right to Buy)
3.50
2022-02-28
4
A
0
500000
0
A
2032-02-28
Common Stock, par value $0.00001
500000
500000
D
Stock Option (Right to Buy)
3.50
2022-08-22
4
D
0
1000000
D
2032-02-28
Common Stock, par value $0.00001
1000000
1000000
D
Stock Option (Right to Buy)
3.50
2022-08-22
4
D
0
500000
D
2032-02-28
Common Stock, par value $0.00001
500000
500000
D
Stock Option (Right to Buy)
3.50
2022-08-22
4
D
0
500000
D
2032-02-28
Common Stock, par value $0.00001
500000
500000
D
Stock Option (Right to Buy)
3.02
2022-08-22
4
A
0
1000000
A
2032-02-28
Common Stock, par value $0.00001
1000000
1000000
D
Stock Option (Right to Buy)
3.02
2022-08-22
4
A
0
500000
A
2032-02-28
Common Stock, par value $0.00001
500000
500000
D
Stock Option (Right to Buy)
3.02
2022-08-22
4
A
0
500000
A
2032-02-28
Common Stock, par value $0.00001
500000
500000
D
On February 28, 2022, the Reporting Person was granted stock options exercisable for 1,000,000 shares of common stock. The options will vest with respect to 25% of the underlying shares on February 28, 2023, and thereafter at a rate of 1/36 per month.
On February 28, 2022, the Reporting Person was granted stock options exercisable for 500,000 shares of common stock. The options will vest with respect to 25% of the underlying shares on August 31, 2023, and thereafter at a rate of 1/36 per month.
On February 28, 2022, the Reporting Person was granted stock options exercisable for 500,000 shares of common stock. The options will vest with respect to 25% of the underlying shares on February 28, 2024, and thereafter at a rate of 1/36 per month.
The transactions reported herein reflect a repricing of the options effective on August 22, 2022, resulting in the cancellation of the options and the grant of replacement options. The exercise price of the options was reduced from $3.50 to $3.02 per share. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting period of the options, and the expiration date of the options.
/s/ Debra L. Smith, Attorney-in-Fact
2023-03-30