EVP/COO

0001777127-22-000002.txt : 20220408 0001777127-22-000002.hdr.sgml : 20220408 20220407184413 ACCESSION NUMBER: 0001777127-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220408 DATE AS OF CHANGE: 20220407 EFFECTIVENESS DATE: 20220408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Enterprise Trust & Investment Co CENTRAL INDEX KEY: 0001777127 IRS NUMBER: 770406047 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19560 FILM NUMBER: 22814979 BUSINESS ADDRESS: STREET 1: 15425 LOS GATOS BLVD STREET 2: SUITE 150 CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 4083585811 MAIL ADDRESS: STREET 1: 15425 LOS GATOS BLVD STREET 2: SUITE 150 CITY: LOS GATOS STATE: CA ZIP: 95032 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001777127 XXXXXXXX 03-31-2022 03-31-2022 Enterprise Trust & Investment Co

15425 LOS GATOS BLVD SUITE 150 LOS GATOS CA 95032

13F HOLDINGS REPORT 028-19560 N Margaret McCulloch EVP/COO 4083585816 Margaret McCulloch Los Gatos CA 04-07-2002 0 194 279548 false INFORMATION TABLE 2 Q12022infotable.xml Abb Ltd ADR SPONSORED ADR 000375204 19 600 SH SOLE 600 0 0 AT&T Inc COM 00206R102 2170 91812 SH SOLE 91812 0 0 Adobe Systems, Inc COM 00724F101 68 150 SH SOLE 150 0 0 Agilent Technologies Inc Com COM 00846U101 229 1731 SH SOLE 1731 0 0 Airbnb, Inc. COM CL A 009066101 326 1900 SH SOLE 1900 0 0 Alcoa Corp COM 013872106 1639 18200 SH SOLE 18200 0 0 Alibaba Group Holding SPONSORED ADS 01609W102 18 161 SH SOLE 161 0 0 Alleghany Corp Del Common COM 017175100 110 130 SH SOLE 130 0 0 Allstate Corp COM 020002101 4191 30257 SH SOLE 30257 0 0 Alphabet INC CLASS A CORP COMMON CAP STK CL A 02079K305 159 57 SH SOLE 57 0 0 Altria Group Inc COM 02209S103 1168 22350 SH SOLE 22350 0 0 Amazon Com Inc COM 023135106 962 295 SH SOLE 295 0 0 Ameren Corp Com COM 023608102 316 3365 SH SOLE 3365 0 0 America Movil SAB ADR SPON ADR L SHS 02364W105 13 600 SH SOLE 600 0 0 American Electric Power Co COM 025537101 13 135 SH SOLE 135 0 0 Amgen Inc Com COM 031162100 5630 23283 SH SOLE 23283 0 0 Amplify Online Retail ETF ONLIN RETL ETF 032108102 46 700 SH SOLE 700 0 0 APA Corporation COM 03743Q108 827 20000 SH SOLE 20000 0 0 Apple Inc COM 037833100 18219 104342 SH SOLE 104342 0 0 Archer Daniels Midland Co. COM 039483102 1372 15200 SH SOLE 15200 0 0 Autoliv Inc Common COM 052800109 9 119 SH SOLE 119 0 0 Automatic Data Processing COM 053015103 182 800 SH SOLE 800 0 0 Avangrid, Inc. COM 05351W103 39 833 SH SOLE 833 0 0 BP Amoco P L C Sponsored ADR SPONSORED ADR 055622104 365 12428 SH SOLE 12428 0 0 Bank of America Corporation COM 060505104 784 19022 SH SOLE 19022 0 0 Bank of New York Mellon Corp COM 064058100 1612 32471 SH SOLE 32471 0 0 Barclays Bank Ipath Bloom Commodity Etn DJUBS CMDT ETN36 06738C778 50 1345 SH SOLE 1345 0 0 Becton Dickinson & Company COM 075887109 1207 4536 SH SOLE 4536 0 0 Berkshire Hathaway Inc Del CL B NEW 084670702 476 1350 SH SOLE 1350 0 0 Black Knight Inc Common COM 09215C105 75 1286 SH SOLE 1286 0 0 Blackrock, Inc COM 09247X101 76 100 SH SOLE 100 0 0 Blackrock Science And Technology Trust Ii Tech Nav Cf SHS BEN INT 09260K101 35 1200 SH SOLE 1200 0 0 Boeing Co COM 097023105 134 700 SH SOLE 700 0 0 Broadridge Finl Solutions COM 11133T103 1355 8700 SH SOLE 8700 0 0 Brookfield Asset Management INC CLASS A CORP COMMON CL A LTD VT SH 112585104 382 6750 SH SOLE 6750 0 0 Cigna Corp. COM 125523100 2 9 SH SOLE 9 0 0 CME Group Inc Class A COM 12572Q105 12 50 SH SOLE 50 0 0 California Wtr Svc Group Com COM 130788102 95 1600 SH SOLE 1600 0 0 Cannae Holdings Inc. COM 13765N107 14 600 SH SOLE 600 0 0 Charter Communications Inc. CL A 16119P108 4 7 SH SOLE 7 0 0 Chevron Corporation COM 166764100 4981 30589 SH SOLE 30589 0 0 Cisco Sys Inc COM 17275R102 3114 55848 SH SOLE 55848 0 0 Cintas Corp COM 172908105 43 100 SH SOLE 100 0 0 Cognizant Technology Solutions Corp CL A 192446102 578 6450 SH SOLE 6450 0 0 Colgate Palmolive Co COM 194162103 38 500 SH SOLE 500 0 0 Comcast Corp New Cl A CL A 20030N101 52 1116 SH SOLE 1116 0 0 Comerica Inc COM 200340107 2724 30125 SH SOLE 30125 0 0 Conocophillips COM 20825C104 273 2727 SH SOLE 2727 0 0 Corning Inc COM 219350105 1660 44975 SH SOLE 44975 0 0 Corteva Inc. COM 22052L104 46 800 SH SOLE 800 0 0 DTE Energy Company COM 233331107 51 385 SH SOLE 385 0 0 Disney (Walt) Co Holding Co. COM 254687106 3986 29060 SH SOLE 29060 0 0 Dow, Inc. COM 260557103 76 1196 SH SOLE 1196 0 0 Dupont De Nemours Inc COM 26614N102 45 615 SH SOLE 615 0 0 Enbridge Inc C COM 29250N105 14 295 SH SOLE 295 0 0 Energy Transfer LP COM UT LTD PTN 29273V100 56 5000 SH SOLE 5000 0 0 Extreme Networks Inc COM 30226D106 18 1500 SH SOLE 1500 0 0 Exxon Mobil Corp COM 30231G102 1950 23609 SH SOLE 23609 0 0 Meta Platforms, Inc CL A 30303M102 1812 8150 SH SOLE 8150 0 0 Federated Hermes, Inc. CL B 314211103 1734 50900 SH SOLE 50900 0 0 Fidelity Natl Information Svcs Inc Common COM 31620M106 151 1500 SH SOLE 1500 0 0 Fidelity Natl Finl Inc New Fnf Group Common FNF GROUP COM 31620R303 137 2800 SH SOLE 2800 0 0 Freeport-McMoran Copper & Gold Inc. CL B 35671D857 35 700 SH SOLE 700 0 0 General Dynamics Corp COM 369550108 2716 11262 SH SOLE 11262 0 0 Gilead Sciences Inc COM 375558103 1177 19800 SH SOLE 19800 0 0 Glaxosmithline PLC Sponsored ADR SPONSORED ADR 37733W105 73 1674 SH SOLE 1674 0 0 Global Payments Inc. COM 37940X102 14 102 SH SOLE 102 0 0 Goldman Sachs Access High Yield Corporate Bond ETF ACCESS HIG YLD 381430453 47 1000 SH SOLE 1000 0 0 Heritage Comm Corp COM 426927109 935 83075 SH SOLE 83075 0 0 Hewlett Packard Enterprise Co COM 42824C109 490 29300 SH SOLE 29300 0 0 Honeywell Intl Inc Com COM 438516106 311 1600 SH SOLE 1600 0 0 Intel Corporation COM 458140100 4274 86242 SH SOLE 86242 0 0 International Business Machines COM 459200101 1006 7737 SH SOLE 7737 0 0 International Flavors & Fragrances Inc. COM 459506101 59 450 SH SOLE 450 0 0 International Paper Corp COM 460146103 1834 39750 SH SOLE 39750 0 0 Invesco QQQ Trust ETF UNIT SER 1 46090E103 73 200 SH SOLE 200 0 0 Intuitive Surgical Inc. COM NEW 46120E602 8669 28735 SH SOLE 28735 0 0 Invesco S&P 500 Equal Weight ETF S&P500 EQL WGT 46137V357 252 1599 SH SOLE 1599 0 0 Invesco Exchange Traded Fd Zacks Multi-Asset Income ETF ZACKS MULT AST 46137Y500 22 923 SH SOLE 923 0 0 Invesco NASDAQ 100 ETF NASDAQ 100 ETF 46138G649 24 161 SH SOLE 161 0 0 Invesco Bulletshares 2026 High Yield ETF INVSCO BLSH 26 46138J635 49 2000 SH SOLE 2000 0 0 Invesco Exchange TRD SLF Index ETF BULSHS 2025 HY 46138J817 48 2000 SH SOLE 2000 0 0 Invesco BulletShares 2024 High Yield Corporate Bond ETF BULSHS 2024 HY 46138J833 28 1175 SH SOLE 1175 0 0 iShares MSCI Australia ETF MSCI AUST ETF 464286103 48 1806 SH SOLE 1806 0 0 iShares MSCI Pacific Ex Japan ETF MSCI PAC JP ETF 464286665 10 210 SH SOLE 210 0 0 Ishares S&P 500 Growth ETF S&P 500 GRWT ETF 464287309 23 300 SH SOLE 300 0 0 Ishares Semiconductor ETF PHLX SEMICND ETF 464287523 189 400 SH SOLE 400 0 0 Ishares Biotechnology ETF NASDAQ BIOTECH 464287556 77 590 SH SOLE 590 0 0 iShares Cohen and Steers REIT ETF COHEN STEER REIT 464287564 28 400 SH SOLE 400 0 0 Ishares Trust Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 35 125 SH SOLE 125 0 0 Ishares Russell 2000 Growth ETF RUS 2000 GRW ETF 464287648 38 150 SH SOLE 150 0 0 Ishares Russell 2000 ETF RUSSELL 2000 ETF 464287655 119 582 SH SOLE 582 0 0 Ishares Core S&P US Growth ETF CORE S&P US GWT 464287671 116 1100 SH SOLE 1100 0 0 iShares S&P Mid Cap 400 Value ETF S&P MC 400VL ETF 464287705 44 400 SH SOLE 400 0 0 Ishares JP Morgan Usd Emerging Markets Bond ETF Mts JPMORGAN USD EMG 464288281 51 524 SH SOLE 524 0 0 Ishares 1-5 Year Investment Grade Corporate Bond ETF ISHS 1-5YR INVS 464288646 77 1480 SH SOLE 1480 0 0 Ishares PFD and Income ETF PFD AND INCM SEC 464288687 69 1890 SH SOLE 1890 0 0 Ishares Silver Trust ETF ISHARES 46428Q109 46 2000 SH SOLE 2000 0 0 Ishares Core Msci Eafe ETF CORE MSCI EAFE 46432F842 313 4500 SH SOLE 4500 0 0 Ishares Trust 0-5 Yr High Yield 0-5YR HI YL CP 46434V407 28 639 SH SOLE 639 0 0 iShares Tr Broad High Yield Corporate ETF BROAD USD HIGH 46435U853 47 1200 SH SOLE 1200 0 0 J P Morgan Chase & Co Com COM 46625H100 49 360 SH SOLE 360 0 0 John Hancock Multifactor Small Cap ETF MULTIFACTR SML 47804J842 58 1685 SH SOLE 1685 0 0 Johnson & Johnson COM 478160104 4795 27053 SH SOLE 27053 0 0 Keysight Technologies Inc. COM 49338L103 137 865 SH SOLE 865 0 0 Kimberly Clark Corp COM 494368103 54 437 SH SOLE 437 0 0 Kinder Morgan Inc Del COM 49456B101 2 103 SH SOLE 103 0 0 Kyndryl Holdings Inc. COMMON STOCK 50155Q100 20 1547 SH SOLE 1547 0 0 Lockheed Martin Corp COM 539830109 4125 9345 SH SOLE 9345 0 0 Manulife Financial Corp COM 56501R106 30 1400 SH SOLE 1400 0 0 Merck & Co. Inc. COM 58933Y105 2825 34425 SH SOLE 34425 0 0 Microsoft Corporation COM 594918104 20597 66805 SH SOLE 66805 0 0 Microchip Technology Inc COM 595017104 2357 31373 SH SOLE 31373 0 0 Micron Technology Inc COM 595112103 5615 72095 SH SOLE 72095 0 0 Netflix Inc Common COM 64110L106 226 604 SH SOLE 604 0 0 Nike Inc Cl B CL B 654106103 108 800 SH SOLE 800 0 0 NortonLifeLock Inc. COM 668771108 13 500 SH SOLE 500 0 0 Nvidia Corp COM 67066G104 22047 80800 SH SOLE 80800 0 0 Nuveen Preferred & Income Securities Fund COM 67072C105 7 792 SH SOLE 792 0 0 Old Rep Intl Corp COM 680223104 18 700 SH SOLE 700 0 0 Oneok, Inc COM 682680103 127 1800 SH SOLE 1800 0 0 Ovintiv Inc COM 69047Q102 2163 40000 SH SOLE 40000 0 0 PNC Financial Services Group Inc COM 693475105 18 100 SH SOLE 100 0 0 Paychex Inc COM 704326107 27 200 SH SOLE 200 0 0 Paypal Hldgs Inc Common COM 70450Y103 497 4300 SH SOLE 4300 0 0 Pepsico Inc COM 713448108 2006 11987 SH SOLE 11987 0 0 Pfizer Inc COM 717081103 4294 82941 SH SOLE 82941 0 0 Philip Morris Intl Inc. COM 718172109 1617 17213 SH SOLE 17213 0 0 Phillips 66 COM 718546104 104 1200 SH SOLE 1200 0 0 Pimco Enhanced Short Maturity ENHAN SHRT MA AC 72201R833 61 606 SH SOLE 606 0 0 Procter & Gamble Company COM 742718109 3496 22877 SH SOLE 22877 0 0 QuantumScape Corporation COM CL A 74767V109 5 250 SH SOLE 250 0 0 Realty Income Corp COM 756109104 69 1000 SH SOLE 1000 0 0 Ringcentral Inc. CL A 76680R206 117 1000 SH SOLE 1000 0 0 Rio Tinto Plc ADR SPONSORED ADR 767204100 1576 19607 SH SOLE 19607 0 0 Royal Gold, Inc. COM 780287108 24 171 SH SOLE 171 0 0 S&P Global Inc Common COM 78409V104 287 700 SH SOLE 700 0 0 SJW Group COM 784305104 584 8400 SH SOLE 8400 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 24598 54463 SH SOLE 54463 0 0 SPDR Gold Trust GOLD SHS 78463V107 27 151 SH SOLE 151 0 0 Spdr S&P Midcap 400 ETF UTSER1 S&PDCRP 78467Y107 42 85 SH SOLE 85 0 0 SVB Financial Group COM 78486Q101 2355 4210 SH SOLE 4210 0 0 Schlumberger LTD COM 806857108 2272 55000 SH SOLE 55000 0 0 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 23 295 SH SOLE 295 0 0 Science Applications International Corporation COM 808625107 4 42 SH SOLE 42 0 0 Healthcare Select Sector SPDR SBI HEALTHCARE 81369Y209 5276 38516 SH SOLE 38516 0 0 Energy Sector SPDR TR ENERGY 81369Y506 5802 75906 SH SOLE 75906 0 0 Financial Select Sector SPDR ETF SBI INT-FINL 81369Y605 1911 49867 SH SOLE 49867 0 0 Industrial Select Sector SPDR SBI INT-INDS 81369Y704 30 287 SH SOLE 287 0 0 Servicenow Inc. COM 81762P102 1743 3130 SH SOLE 3130 0 0 Snowflake Inc. CL A 833445109 23 100 SH SOLE 100 0 0 Block, Inc. CL A 852234103 47 350 SH SOLE 350 0 0 Starbucks Corp COM 855244109 27 297 SH SOLE 297 0 0 Synaptics Inc COM 87157D109 1771 8875 SH SOLE 8875 0 0 Taiwan Semiconductor Manufacturing CO Ltd ADR SPONSORED ADS 874039100 101 967 SH SOLE 967 0 0 Target Corp Com COM 87612E106 4032 19000 SH SOLE 19000 0 0 Teradyne Inc. COM 880770102 562 4750 SH SOLE 4750 0 0 Teva Pharmaceutical Inds ADR SPONSORED ADS 881624209 1 100 SH SOLE 100 0 0 Texas Pac Ld Corp COM 88262P102 101 75 SH SOLE 75 0 0 3M Co Com COM 88579Y101 3499 23500 SH SOLE 23500 0 0 US Bancorp Del Com New COM NEW 902973304 23 425 SH SOLE 425 0 0 Vaneck Gold Miners ETF GOLD MINERS ETF 92189F106 11492 299670 SH SOLE 299670 0 0 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 31 191 SH SOLE 191 0 0 Vanguard Total Bond Market Index Fund ETF TOTAL BND MRKT 921937835 71 898 SH SOLE 898 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 1782 37100 SH SOLE 37100 0 0 Vanguard High Dividend ETF HIGH DIV YLD 921946406 30 266 SH SOLE 266 0 0 Vanguard Global Ex-US Real Estate GLB EX US ETF 922042676 1013 19500 SH SOLE 19500 0 0 Vanguard Emerging Markets Stock Index Fund Ftse ETF FTSE EMR MKT ETF 922042858 135 2922 SH SOLE 2922 0 0 Vanguard FTSE Europe ETF FTSE EUROPE ETF 922042874 50 800 SH SOLE 800 0 0 Vanguard Information Technology ETF INF TECH ETF 92204A702 6 15 SH SOLE 15 0 0 Vanguard Materials Index Fund ETF MATERIALS ETF 92204A801 7035 36255 SH SOLE 36255 0 0 Vanguard Intermediate Term Corporate Bond ETF INT-TERM CORP 92206C870 21 241 SH SOLE 241 0 0 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 95 229 SH SOLE 229 0 0 Vanguard Real Estate ETF REAL ESTATE ETF 922908553 9732 89804 SH SOLE 89804 0 0 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 29 128 SH SOLE 128 0 0 Verisign Inc COM 92343E102 712 3200 SH SOLE 3200 0 0 Verizon Communications COM 92343V104 4940 96977 SH SOLE 96977 0 0 Vertex Pharmaceuticals Inc Com COM 92532F100 3886 14890 SH SOLE 14890 0 0 Visa, Inc COM CL A 92826C839 136 612 SH SOLE 612 0 0 WD-40 CO. COM 929236107 55 300 SH SOLE 300 0 0 Walmart Inc. COM 931142103 2853 19156 SH SOLE 19156 0 0 Walgreens Boots Alliance Inc COM 931427108 3218 71875 SH SOLE 71875 0 0 Wells Fargo & Co New COM 949746101 1889 38975 SH SOLE 38975 0 0 Western Alliance Bancorp COM 957638109 25 300 SH SOLE 300 0 0 Weyerhaeuser Company COM NEW 962166104 15 400 SH SOLE 400 0 0 XCEL Energy, Inc COM 98389B100 23 314 SH SOLE 314 0 0 Zimmer Biomet Holdings Inc COM 98956P102 1931 15100 SH SOLE 15100 0 0 Zoom Video Communications Class A Shares CL A 98980L101 3 25 SH SOLE 25 0 0 Accenture PLC F SHS CLASS A G1151C101 110 325 SH SOLE 325 0 0 Brookfield Infrastructure Partners Lp Infrastructur Partner Unt LP INT UNIT G16252101 29 436 SH SOLE 436 0 0 Bunge Limited COM G16962105 2316 20900 SH SOLE 20900 0 0 Norwegian Cruise Line Holdings Ltd SHS G66721104 3 142 SH SOLE 142 0 0 Garmin Ltd SHS H2906T109 12 100 SH SOLE 100 0 0 Flex Ltd ORD Y2573F102 9 500 SH SOLE 500 0 0