SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Gotham Green Partners LLC

(Last) (First) (Middle)
1437 4TH STREET

(Street)
SANTA MONICA CA 90401

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/23/2020
3. Issuer Name and Ticker or Trading Symbol
MedMen Enterprises, Inc. [ MMNFF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B Subordinate Voting Shares 121,936 I By Gotham Green Fund I, L.P.(1)
Class B Subordinate Voting Shares 734,035 I By Gotham Green Fund I (Q), L.P.(1)
Class B Subordinate Voting Shares 268,226 I By Gotham Green Fund II, L.P.(1)
Class B Subordinate Voting Shares 1,561,043 I By Gotham Green Fund II (Q), L.P.(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants 03/27/2020 03/27/2025 Class B Subordinate Voting Shares 38,461,539 $0.26 I By Gotham Green Partners SPV VI, L.P.(1)
Warrants 04/24/2020 04/24/2025 Class B Subordinate Voting Shares 9,615,385 $0.26 I By Gotham Green Partners SPV VI, L.P.(1)
Warrants 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 80,678 $3.718 I By Gotham Green Fund I, L.P.(1)
Warrants 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 322,764 $3.718 I By Gotham Green Fund I (Q), L.P.(1)
Warrants 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 177,458 $3.718 I By Gotham Green Fund II, L.P.(1)
Warrants 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 1,032,870 $3.718 I By Gotham Green Fund II (Q), L.P.(1)
Warrants 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 23,307 $4.29 I By Gotham Green Fund I, L.P.(1)
Warrants 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 93,243 $4.29 I By Gotham Green Fund I (Q), L.P.(1)
Warrants 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 51,266 $4.29 I By Gotham Green Fund II, L.P.(1)
Warrants 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 298,385 $4.29 I By Gotham Green Fund II (Q), L.P.(1)
Warrants 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 62,526 $3.718 I By Gotham Green Fund I, L.P.(1)
Warrants 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 250,142 $3.718 I By Gotham Green Fund I (Q), L.P.(1)
Warrants 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 137,530 $3.718 I By Gotham Green Fund II, L.P.(1)
Warrants 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 800,474 $3.718 I By Gotham Green Fund II (Q), L.P.(1)
Warrants 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 4,195,804 $3.718 I By Gotham Green SPV IV, L.P.(1)
Warrants 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 18,063 $4.29 I By Gotham Green Fund I, L.P.(1)
Warrants 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 72,263 $4.29 I By Gotham Green Fund I (Q), L.P.(1)
Warrants 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 39,731 $4.29 I By Gotham Green Fund II, L.P.(1)
Warrants 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 231,248 $4.29 I By Gotham Green Fund II (Q), L.P.(1)
Warrants 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 1,212,121 $4.29 I By Gotham Green SPV IV, L.P.(1)
Warrants 07/12/2019 07/12/2020 Class B Subordinate Voting Shares 42,136 $3.159 I By Gotham Green Fund I, L.P.(1)
Warrants 07/12/2019 07/12/2020 Class B Subordinate Voting Shares 168,571 $3.159 I By Gotham Green Fund I (Q), L.P.(1)
Warrants 07/12/2019 07/12/2020 Class B Subordinate Voting Shares 92,682 $3.159 I By Gotham Green Fund II, L.P.(1)
Warrants 07/12/2019 07/12/2020 Class B Subordinate Voting Shares 539,441 $3.159 I By Gotham Green Fund II (Q), L.P.(1)
Warrants 07/12/2019 07/12/2020 Class B Subordinate Voting Shares 1,234,568 $3.159 I By Gotham Green SPV IV, L.P.(1)
Warrants 07/12/2019 07/12/2020 Class B Subordinate Voting Shares 12,173 $3.645 I By Gotham Green Fund I, L.P.(1)
Warrants 07/12/2019 07/12/2020 Class B Subordinate Voting Shares 48,698 $3.645 I By Gotham Green Fund I (Q), L.P.(1)
Explanation of Responses:
1. Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund I, LP and Gotham Green Fund I (Q) LP. Gotham Green GP 2 LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P.
Remarks:
This is one of three Form 3s filed on November 3, 2020 to report the beneficial ownership of the reporting person.
/s/ Jason Adler, Managing Member 11/03/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.