0001209191-21-062837.txt : 20211103 0001209191-21-062837.hdr.sgml : 20211103 20211103195439 ACCESSION NUMBER: 0001209191-21-062837 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211025 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPSEY ROZLYN SIKORA CENTRAL INDEX KEY: 0001890216 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56199 FILM NUMBER: 211377385 MAIL ADDRESS: STREET 1: 10115 JEFFERSON BOULEVARD CITY: CULVER CITY STATE: CA ZIP: 90232 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MedMen Enterprises, Inc. CENTRAL INDEX KEY: 0001776932 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 981431779 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10115 JEFFERSON BOULEVARD CITY: CULVER CITY STATE: CA ZIP: 90232 BUSINESS PHONE: 4243302082 MAIL ADDRESS: STREET 1: 10115 JEFFERSON BOULEVARD CITY: CULVER CITY STATE: CA ZIP: 90232 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-10-25 0 0001776932 MedMen Enterprises, Inc. MMNFF 0001890216 LIPSEY ROZLYN SIKORA 10115 JEFFERSON BOULEVARD CULVER CITY CA 90232 0 1 0 0 COO Class B Subordinate Voting Shares 183844 D Class B Subordinate Voting Shares 866683 D Class B Subordinate Voting Shares 511727 D Employee Stock Options (right to buy) 3.42 2020-01-07 2029-01-25 Class B Subordinate Voting Shares 10000 D Employee Stock Options (right to buy) 0.167 2020-09-09 2025-09-09 Class B Subordinate Voting Shares 247185 D Employee Stock Options (right to buy) 0.2814 2021-08-29 2026-08-29 Class B Subordinate Voting Shares 128848 D Represents restricted stock units ("RSUs"), granted 9/9/2020 pursuant to Issuer's 2018 Stock and Incentive Plan (the "Incentive Plan"), which vest annually over four years with 37.5% vesting on 6/30/2021 and 6/30/2023, and 12.5% vesting on 6/30/2022 and 6/30/24. RSUs are equivalent to Issuer's Class B Subordinate Voting Shares and may be settled solely by delivery of an equal number of Shares. Represents RSUs granted 8/29/2021 pursuant to the Incentive Plan, which vest annually over four years with 37.5% vesting on 6/30/2022 and 6/30/2024, and 12.5% vesting on 6/30/2023 and 6/30/25. RSUs are equivalent to Issuer's Class B Subordinate Voting Shares and may be settled solely by delivery of an equal number of Shares. Employee stock options (right to buy) ("Options") granted pursuant to the Incentive Plan. Options vest over four years with 25% vesting on January 7, 2020. The balance vest equally on a monthly basis thereafter. Such Options have an exercise price of CAN$4.53, which is equivalent to US$3.42 at an exchange rate of 0.7544 as of the grant date. Such Options have an exercise price of CAN$0.22, which is equivalent to US$0.1670 at an exchange rate of 0.7591 as of the grant date. Such Options have an exercise price of CAN$0.355, which is equivalent to US$0.2814 at an exchange rate of 0.7925 as of the grant date. /s/ Rozlyn S. Lipsey 2021-11-03