0001209191-21-062837.txt : 20211103
0001209191-21-062837.hdr.sgml : 20211103
20211103195439
ACCESSION NUMBER: 0001209191-21-062837
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211025
FILED AS OF DATE: 20211103
DATE AS OF CHANGE: 20211103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIPSEY ROZLYN SIKORA
CENTRAL INDEX KEY: 0001890216
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56199
FILM NUMBER: 211377385
MAIL ADDRESS:
STREET 1: 10115 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MedMen Enterprises, Inc.
CENTRAL INDEX KEY: 0001776932
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 981431779
STATE OF INCORPORATION: A1
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10115 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
BUSINESS PHONE: 4243302082
MAIL ADDRESS:
STREET 1: 10115 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-10-25
0
0001776932
MedMen Enterprises, Inc.
MMNFF
0001890216
LIPSEY ROZLYN SIKORA
10115 JEFFERSON BOULEVARD
CULVER CITY
CA
90232
0
1
0
0
COO
Class B Subordinate Voting Shares
183844
D
Class B Subordinate Voting Shares
866683
D
Class B Subordinate Voting Shares
511727
D
Employee Stock Options (right to buy)
3.42
2020-01-07
2029-01-25
Class B Subordinate Voting Shares
10000
D
Employee Stock Options (right to buy)
0.167
2020-09-09
2025-09-09
Class B Subordinate Voting Shares
247185
D
Employee Stock Options (right to buy)
0.2814
2021-08-29
2026-08-29
Class B Subordinate Voting Shares
128848
D
Represents restricted stock units ("RSUs"), granted 9/9/2020 pursuant to Issuer's 2018 Stock and Incentive Plan (the "Incentive Plan"), which vest annually over four years with 37.5% vesting on 6/30/2021 and 6/30/2023, and 12.5% vesting on 6/30/2022 and 6/30/24. RSUs are equivalent to Issuer's Class B Subordinate Voting Shares and may be settled solely by delivery of an equal number of Shares.
Represents RSUs granted 8/29/2021 pursuant to the Incentive Plan, which vest annually over four years with 37.5% vesting on 6/30/2022 and 6/30/2024, and 12.5% vesting on 6/30/2023 and 6/30/25. RSUs are equivalent to Issuer's Class B Subordinate Voting Shares and may be settled solely by delivery of an equal number of Shares.
Employee stock options (right to buy) ("Options") granted pursuant to the Incentive Plan.
Options vest over four years with 25% vesting on January 7, 2020. The balance vest equally on a monthly basis thereafter.
Such Options have an exercise price of CAN$4.53, which is equivalent to US$3.42 at an exchange rate of 0.7544 as of the grant date.
Such Options have an exercise price of CAN$0.22, which is equivalent to US$0.1670 at an exchange rate of 0.7591 as of the grant date.
Such Options have an exercise price of CAN$0.355, which is equivalent to US$0.2814 at an exchange rate of 0.7925 as of the grant date.
/s/ Rozlyn S. Lipsey
2021-11-03